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A Time Series Analysis-Based Stock Price Prediction Using Machine Learning and Deep Learning Models (2004.11697v2)

Published 17 Apr 2020 in q-fin.ST, cs.LG, and stat.ML

Abstract: Prediction of future movement of stock prices has always been a challenging task for the researchers. While the advocates of the efficient market hypothesis (EMH) believe that it is impossible to design any predictive framework that can accurately predict the movement of stock prices, there are seminal work in the literature that have clearly demonstrated that the seemingly random movement patterns in the time series of a stock price can be predicted with a high level of accuracy. Design of such predictive models requires choice of appropriate variables, right transformation methods of the variables, and tuning of the parameters of the models. In this work, we present a very robust and accurate framework of stock price prediction that consists of an agglomeration of statistical, machine learning and deep learning models. We use the daily stock price data, collected at five minutes interval of time, of a very well known company that is listed in the National Stock Exchange (NSE) of India. The granular data is aggregated into three slots in a day, and the aggregated data is used for building and training the forecasting models. We contend that the agglomerative approach of model building that uses a combination of statistical, machine learning, and deep learning approaches, can very effectively learn from the volatile and random movement patterns in a stock price data. We build eight classification and eight regression models based on statistical and machine learning approaches. In addition to these models, a deep learning regression model using a long-and-short-term memory (LSTM) network is also built. Extensive results have been presented on the performance of these models, and the results are critically analyzed.

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Authors (2)
  1. Sidra Mehtab (19 papers)
  2. Jaydip Sen (121 papers)
Citations (63)

Summary

Time Series Analysis-Based Stock Price Prediction Using Machine Learning and Deep Learning Models

The paper under discussion presents a comprehensive framework for predicting stock price movements, leveraging a combination of statistical, machine learning, and deep learning models. The methodology adopted in this paper aims to address the challenges posed by the efficient market hypothesis (EMH), which suggests that stock prices are inherently unpredictable. Contrary to this notion, the authors demonstrate that, through robust modeling and careful selection of features, short-term stock price movements can indeed be forecasted with significant accuracy.

Framework Overview

The paper employs an agglomerative approach, integrating eight classification models and ten regression models. In addition to traditional regression and machine learning techniques, this framework includes advanced deep learning models using Long Short-Term Memory (LSTM) networks and Convolutional Neural Networks (CNNs). The predictive power of these models is tested on stock data from Godrej Consumer Products Ltd., listed on the National Stock Exchange (NSE) of India. Data collection is performed at five-minute intervals and aggregated into three slots per day for modeling purposes.

Model Construction and Performance

Each classification model—comprised of logistic regression, k-nearest neighbor, decision tree, bagging, boosting, random forest, ANN, and SVM—exhibits unique strength across various performance metrics, such as sensitivity, specificity, and the F1 score. The CNN model is particularly notable for its effective handling of highly granular time series data, producing minimal forecast error when evaluated with the RMSE metric.

In contrast, the regression models, including multivariate regression, MARS, and deep learning techniques such as LSTM, reveal robust predictive capabilities, particularly in correlating past stock prices with future movements. The LSTM model significantly outperforms its counterparts on metrics like the correlation coefficient and RMSE, indicating strong predictive accuracy and model reliability in scenarios involving sequential data.

Evaluations and Implications

The analysis of the models, particularly under different case scenarios using historical data, highlights an encouraging correlation between predicted and actual stock prices. This correlation suggests practical applicability in enhancing decision-making frameworks for short-term stock investments. The varied performance across different classification and regression models indicates that the integration of multiple techniques is crucial for achieving high predictive accuracy.

Speculations and Future Directions

While the models demonstrate high efficacy in short-term forecasting, the exploration of combining sentiment analysis with stock price data offers a potential avenue for enhancing model accuracy. Future research could investigate hybrid models employing advanced neural architectures or crypto currencies, considering their volatile nature and the precision required for predictive modeling.

The groundbreaking utilization of deep learning frameworks like CNN and LSTM highlights their potential in the future of financial predictions, paving the way for integrating real-time analytics and automated trading systems. Additionally, the implications of deploying such models in high-frequency trading environments could revolutionize portfolio management and risk assessment strategies.

In conclusion, this paper successfully illustrates the capacity of sophisticated AI methodologies to decode complex financial patterns, challenging preconceived constraints imposed by the efficient market hypothesis. By leveraging diverse analytical techniques, it sets a precedent for future research endeavors aiming to refine predictive accuracy and expand theoretical insights within the domain of financial forecasting.

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