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Invariant Rationalization (2003.09772v1)

Published 22 Mar 2020 in cs.LG, cs.AI, cs.CL, and stat.ML

Abstract: Selective rationalization improves neural network interpretability by identifying a small subset of input features -- the rationale -- that best explains or supports the prediction. A typical rationalization criterion, i.e. maximum mutual information (MMI), finds the rationale that maximizes the prediction performance based only on the rationale. However, MMI can be problematic because it picks up spurious correlations between the input features and the output. Instead, we introduce a game-theoretic invariant rationalization criterion where the rationales are constrained to enable the same predictor to be optimal across different environments. We show both theoretically and empirically that the proposed rationales can rule out spurious correlations, generalize better to different test scenarios, and align better with human judgments. Our data and code are available.

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Authors (4)
  1. Shiyu Chang (120 papers)
  2. Yang Zhang (1129 papers)
  3. Mo Yu (117 papers)
  4. Tommi S. Jaakkola (42 papers)
Citations (187)

Summary

Invariant Rationalization: A Game-Theoretic Approach

Selective rationalization in neural networks has gained traction in advancing the interpretability of models by identifying input features—termed rationales—that most effectively justify model predictions. Traditional methods, particularly those based on the Maximum Mutual Information (MMI) criterion, have been employed for this purpose. However, these approaches often suffer from the tendency to highlight spurious correlations between input features and the output, which can lead to the selection of non-causal attributes as rationales. The paper entitled "Invariant Rationalization" addresses these limitations by proposing a novel criterion based on a game-theoretic framework to improve rationale identification.

Overview of the Study

The authors introduce a model termed Invariant Rationalization (InvRat), which leverages the concept of invariance from invariant risk minimization (IRM) to rule out spurious correlations prevalent in traditional MMI approaches. The core principle is to constrain rationales such that the resultant predictor performs optimally across diverse environments. Through theoretical and empirical evidence, the authors demonstrate that the proposed rationales can better generalize across different test scenarios and align more closely with human judgments compared to established methods.

Methodology

InvRat is built upon three interconnected modules:

  • Rationale Generator: This subsystem generates rationales from the input features.
  • Environment-Agnostic Predictor: Unlike the traditional models, this component predicts outcomes solely based on rationales without environment information.
  • Environment-Aware Predictor: It has additional access to environment data, enabling it to better pinpoint invariant rationales.

The generator is tasked with not only maximizing predictive accuracy but also minimizing the performance disparity between the environment-agnostic and environment-aware predictors, effectively ensuring invariant rationales. This dual-objective framework is articulated through a minimax game, utilizing alternate gradient-based optimization.

Results

The authors validate InvRat's efficacy using synthetic datasets with pre-defined environmental biases and genuine datasets with naturally occurring correlations among aspect scores, such as multi-aspect beer reviews. The paper's experimental results signify a notable improvement in prediction accuracy and rationale precision, particularly in alignment with human-annotated rationales. For instance, InvRat outperformed traditional methods such as Rnp and 3Player in the beer review dataset by effectively excluding non-causal yet highly correlated text segments.

Implications and Future Directions

The findings from "Invariant Rationalization" bear significant implications for enhancing explainable AI techniques by emphasizing causal feature identification instead of mere correlation-based selections. This methodological shift has the potential to reduce model vulnerability to biases inherent in training data, thereby supporting more robust and interpretable neural network applications.

Future research could explore extending invariant rationalization frameworks across other modalities and settings, such as vision or multi-modal tasks. Furthermore, the integration of invariance paradigms with learning scenarios characterized by multi-agent interactions could broaden its utility within reinforcement learning domains, advancing towards self-explaining AI models with inherently better generalization capabilities.