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Survey of Personalization Techniques for Federated Learning (2003.08673v1)

Published 19 Mar 2020 in cs.LG and stat.ML

Abstract: Federated learning enables machine learning models to learn from private decentralized data without compromising privacy. The standard formulation of federated learning produces one shared model for all clients. Statistical heterogeneity due to non-IID distribution of data across devices often leads to scenarios where, for some clients, the local models trained solely on their private data perform better than the global shared model thus taking away their incentive to participate in the process. Several techniques have been proposed to personalize global models to work better for individual clients. This paper highlights the need for personalization and surveys recent research on this topic.

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Authors (3)
  1. Viraj Kulkarni (15 papers)
  2. Milind Kulkarni (21 papers)
  3. Aniruddha Pant (10 papers)
Citations (298)

Summary

Overview of "Survey of Personalization Techniques for Federated Learning"

The paper "Survey of Personalization Techniques for Federated Learning" presents an extensive examination of methods designed to adapt federated learning models to the unique needs of individual clients. Federated learning is recognized for maintaining privacy by enabling decentralized model training without transferring local data to a central facility. However, the heterogeneity in data (non-IID) across devices often results in suboptimal performance of the shared global model for some clients, thus reducing their incentive to participate.

Need for Personalization

The initial sections of the paper discuss the challenges inherent in federated learning that justify personalization. These challenges are categorized into three distinct forms: device heterogeneity, data heterogeneity due to non-IID distributions, and model heterogeneity requiring customization to diverse client requirements. Such heterogeneities obstruct the derivation of a universally optimal model, suggesting that personalized solutions can enhance performance significantly for individual users.

Methods of Personalization

The paper methodically surveys several techniques for model personalization within federated learning:

  • Adding User Context: Incorporating clients' context into the models could yield personalized results outright. However, it necessitates advanced techniques to efficiently and securely integrate contextual features.
  • Transfer Learning: By leveraging pre-trained global models and adapting them using clients' local data, transfer learning shows promise in personalizing models without the need for exhaustive data transfer.
  • Multi-task Learning (MTL): This technique involves learning multiple related tasks jointly, harnessing the shared structure across tasks. MOCHA and similar algorithms tailor this approach to federated settings.
  • Meta-Learning: Meta-learning strategies like MAML and Reptile provide frameworks for developing easily adaptable global models, bridging the gap between achieving a general model and personalizing it for specific clients.
  • Knowledge Distillation: Distilling knowledge from complex teacher models to simpler student models can mitigate overfitting risks in the scenario of limited local data, enhancing model usability in personalized settings.
  • Base + Personalization Layers: The FedPer approach involves training the core layers globally while allowing the final layers to adapt locally, addressing data heterogeneity through architectural design.
  • Mixture of Global and Local Models: By simultaneously leveraging both global and local models, new gradient descent frameworks seek a balanced trade-off that addresses both personal accuracy and broader applicability.

Implications and Future Directions

Addressing the non-IID nature of client data through personalization not only improves model utility but also aligns federated learning with practical application demands. The techniques reviewed provide pathways to balancing the scale and diversity of federated learning environments with the specificity that particular clients may require. The paper calls for future research that explores theoretical underpinnings, especially in measuring performance at the client level rather than across aggregated datasets.

This survey suggests continually evolving methodologies in federated learning, steering towards solutions that acknowledge and leverage the distributed and diverse nature of modern datasets. Given the ongoing interest in privacy-preserving machine learning, these techniques may shape the development of more effective and secure AI systems in the coming years.

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