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Unsupervised Domain Adaptation via Structurally Regularized Deep Clustering (2003.08607v1)

Published 19 Mar 2020 in cs.CV

Abstract: Unsupervised domain adaptation (UDA) is to make predictions for unlabeled data on a target domain, given labeled data on a source domain whose distribution shifts from the target one. Mainstream UDA methods learn aligned features between the two domains, such that a classifier trained on the source features can be readily applied to the target ones. However, such a transferring strategy has a potential risk of damaging the intrinsic discrimination of target data. To alleviate this risk, we are motivated by the assumption of structural domain similarity, and propose to directly uncover the intrinsic target discrimination via discriminative clustering of target data. We constrain the clustering solutions using structural source regularization that hinges on our assumed structural domain similarity. Technically, we use a flexible framework of deep network based discriminative clustering that minimizes the KL divergence between predictive label distribution of the network and an introduced auxiliary one; replacing the auxiliary distribution with that formed by ground-truth labels of source data implements the structural source regularization via a simple strategy of joint network training. We term our proposed method as Structurally Regularized Deep Clustering (SRDC), where we also enhance target discrimination with clustering of intermediate network features, and enhance structural regularization with soft selection of less divergent source examples. Careful ablation studies show the efficacy of our proposed SRDC. Notably, with no explicit domain alignment, SRDC outperforms all existing methods on three UDA benchmarks.

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Authors (3)
  1. Hui Tang (61 papers)
  2. Ke Chen (241 papers)
  3. Kui Jia (125 papers)
Citations (255)

Summary

An Overview of "Unsupervised Domain Adaptation via Structurally Regularized Deep Clustering"

The paper "Unsupervised Domain Adaptation via Structurally Regularized Deep Clustering" addresses a critical challenge in machine learning, specifically in the context of unsupervised domain adaptation (UDA). UDA is pivotal for transferring knowledge from a source domain, where labeled data is abundant, to a target domain, where data is unlabeled and distributionally distinct. The traditional approach to UDA involves aligning features from both domains to ensure that classifiers trained on the source domain can be applied to the target effectively. However, this paper argues that such alignment-based approaches might compromise the intrinsic separability of target domain data.

Key Concepts and Methodology

Structural Domain Similarity Assumption

The authors base their methodology on a two-fold assumption of structural domain similarity: domain-wise discrimination and class-wise closeness. This assumption suggests that both source and target domains possess inherent discriminative structures, and classes from these domains are spatially close in representational space. With this underlying assumption, the authors diverge from conventional explicit domain alignment methods and introduce an innovative approach termed Structurally Regularized Deep Clustering (SRDC).

Structurally Regularized Deep Clustering (SRDC)

SRDC aims to directly unveil the intrinsic discriminative structures within the target domain by employing deep clustering techniques. The approach utilizes an auxiliary distribution in the network to facilitate clustering, minimizing KL divergence between the target label distribution predicted by the network and an auxiliary label distribution. In this framework, structural source regularization is performed by replacing the auxiliary distribution with ground-truth source labels in a joint training paradigm. This allows SRDC to leverage structural regularity from the source to guide target clustering, boosting target discrimination without explicit feature alignment across domains.

Enhancements and Key Findings

SRDC goes a step further by incorporating enhancements such as clustering at the intermediate feature levels to robustly capture discriminative structures and a soft selection mechanism for source samples. This mechanism ensures the model is influenced more by those source samples that are closer to the target distribution, thus further refining the adaptation process.

Through comprehensive experiments on benchmark UDA datasets such as Office-31, ImageCLEF-DA, and Office-Home, SRDC notably surpasses existing methods, achieving superior results without conventional domain alignment tactics. The paper's ablation studies reinforce the individual contributions of SRDC's components in driving these results.

Implications and Future Directions

The paper's contribution to the field of UDA is marked by its shift from alignment-centric methods to a more intrinsic structure-focused approach. By highlighting the efficacy of deep clustering supported by structural regularization, the research opens avenues for further exploration into clustering methods for domain adaptation. Future work could delve into optimizing clustering techniques and data regularization strategies for enhanced generalizability across even more complex domains.

Conclusion

The paper presents a robust methodology that challenges and enhances the current understanding of domain adaptation. SRDC's alignment-free yet effectively discriminative approach marks a significant advancement, offering a promising direction for future research endeavors in unsupervised domain adaptation and related machine learning fields.