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A Survey of NOMA: Current Status and Open Research Challenges (1912.10561v1)

Published 22 Dec 2019 in cs.IT, eess.SP, and math.IT

Abstract: Non-orthogonal multiple access (NOMA) has been considered as a study-item in 3GPP for 5G new radio (NR). However, it was decided not to continue with it as a work-item, and to leave it for possible use in beyond 5G. In this paper, we first review the discussions that ended in such decision. Particularly, we present simulation comparisons between the NOMA and multi-user multiple-input-multiple-output (MU-MIMO), where the possible gain of NOMA, compared to MU-MIMO, is negligible. Then, we propose a number of methods to reduce the implementation complexity and delay of both uplink (UL) and downlink (DL) NOMA-based transmission, as different ways to improve its efficiency. Here, particular attention is paid to reducing the receiver complexity, the cost of hybrid automatic repeat request as well as the user pairing complexity. As demonstrated, different smart techniques can be applied to improve the energy efficiency and the end-to-end transmission delay of NOMA-based systems.

Citations (304)

Summary

  • The paper presents a detailed performance comparison of NOMA and MU-MIMO, noting only a 1–1.3 dB SNR advantage for NOMA under realistic conditions.
  • Using simulation data under ideal and non-ideal channel estimates, it reveals that NOMA’s theoretical capacity gains are often offset by increased receiver complexity.
  • The authors propose techniques like smart user pairing and dynamic HARQ to simplify receiver design and enhance NOMA’s spectral efficiency in future dense networks.

Review of "A Survey of NOMA: Current Status and Open Research Challenges"

The paper "A Survey of NOMA: Current Status and Open Research Challenges" provides a comprehensive evaluation of Non-Orthogonal Multiple Access (NOMA) as it pertains to the development of wireless communication technologies, including 5G and envisaged beyond. Authored by Makki et al., the paper explores the potential advantages and operational challenges of NOMA, drawing particular attention to its comparative performance with Multi-User Multiple Input Multiple Output (MU-MIMO) techniques.

Summary of Findings

The paper begins by outlining multiple access schemes, underscoring the evolution from orthogonal designs like FDMA, TDMA, and CDMA, culminating in the OFDM-based systems deployed in LTE and 5G New Radio (NR). Within this context, the discussion pivots to NOMA, which allows multiple user equipment (UEs) to share resources in time, frequency, or code using principles such as superposition coding and successive interference cancellation (SIC). Despite the promising theoretical capacity enhancements NOMA offers, Makki et al. provide evidence that, under many practical conditions, the benefits of NOMA are either marginal or accompanied by increased complexity.

Technical Comparisons

A significant portion of the analysis involves performance comparisons between NOMA and MU-MIMO, focusing on metrics like block error rate (BLER) under various conditions. The simulation results, both with ideal and non-ideal channel estimation, indicate that the performance gain offered by NOMA can be minimal. For instance, NOMA’s reduction in required signal-to-noise ratio (SNR) compared to MU-MIMO is only 1.3 dB and 1 dB for setups with six and twelve UEs, respectively. This small gain, coupled with the increased receiver complexity associated with NOMA, calls into question its practicality, particularly when considering industry implementation.

Proposed Solutions and Future Directions

The authors propose several methods to address the primary obstacles to NOMA's implementation viability, focusing on reducing implementation complexity. Techniques such as smart user pairing, adaptive multiple access strategies during retransmissions, and dynamic HARQ protocols are highlighted. These techniques aim to simplify receiver design and reduce computation and coordination overheads. Moreover, the authors stress that improving NOMA’s spectral efficiency and industry practicality will be crucial for its adoption in future applications, particularly in ultra-dense network environments anticipated beyond 5G.

Theoretical and Practical Implications

The implications of this paper are multifaceted. Theoretically, it provides a basis for further refinement of NOMA-related technologies and calls for continued research into complexity-reducing strategies. Practically, it aligns with the current industry focus on seamless integration and operational simplicity, favoring enhancements that justify additional complexity with substantial performance gains.

Conclusions

Overall, this paper's contrarian stance—that NOMA may not always warrant the added complexity—presents a critical perspective necessary for guiding future research and development in wireless communication technologies. The authors advocate for strategic advancements in NOMA, as technological and application contexts evolve. Their work lays a foundation for future exploration, particularly as the industry confronts the increasing demands and expectations of next-generation communication systems.