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Enforcing Analytic Constraints in Neural-Networks Emulating Physical Systems (1909.00912v5)

Published 3 Sep 2019 in physics.comp-ph and physics.ao-ph

Abstract: Neural networks can emulate nonlinear physical systems with high accuracy, yet they may produce physically-inconsistent results when violating fundamental constraints. Here, we introduce a systematic way of enforcing nonlinear analytic constraints in neural networks via constraints in the architecture or the loss function. Applied to convective processes for climate modeling, architectural constraints enforce conservation laws to within machine precision without degrading performance. Enforcing constraints also reduces errors in the subsets of the outputs most impacted by the constraints.

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Authors (6)
  1. Tom Beucler (31 papers)
  2. Michael Pritchard (20 papers)
  3. Stephan Rasp (15 papers)
  4. Jordan Ott (13 papers)
  5. Pierre Baldi (89 papers)
  6. Pierre Gentine (51 papers)
Citations (223)

Summary

  • The paper introduces two approaches—architecture-constrained and loss-constrained networks—that enforce conservation laws in physical emulation.
  • It integrates analytic constraints directly into the model or via penalty terms, achieving machine-level precision in maintaining physical laws.
  • Application in climate modeling validates the framework’s potential for accurate long-term predictions by reliably simulating convective processes.

Enforcing Analytic Constraints in Neural Networks for Physical Systems Emulation

The paper "Enforcing Analytic Constraints in Neural-Networks Emulating Physical Systems" by Beucler et al. addresses a significant challenge in the application of neural networks (NNs) to physical systems modeling: the maintenance of physical consistency. While NNs exhibit significant promise in emulating complex, nonlinear systems, they often fail to adhere to fundamental physical constraints intrinsic to these systems. This paper introduces a methodological framework for enforcing such constraints, such as conservation laws, in neural network models, either through architectural modifications or loss function adjustments.

Methodology

The authors propose two main approaches to enforce constraints: Architecture-Constrained NNs (ACnets) and Loss-Constrained NNs (LCnets). ACnets incorporate the constraints directly into the network architecture, ensuring that the constraints are satisfied exactly. The network is divided into standard optimizable components and fixed layers that maintain constraints with machine precision. LCnets, by contrast, apply soft constraints through a penalty term in the loss function, balancing the trade-off between adhering to constraints and minimizing prediction error.

For the formulation of constraints, the paper focuses on neural networks structured for inputs and outputs that are subject to physical laws typically expressible as linear systems of equations. This involves transforming the problem into mappings where analytic constraints can be enforced, resulting in a system that is both physically consistent and adaptable for different systems through conversion layers.

Application to Climate Modeling

A primary application of this framework is illustrated in climate modeling, specifically the parameterization of convective processes. The authors employ the Super-Parameterized Community Atmosphere Model to generate data for training the neural networks. The essential constraints, such as conservation of mass and energy, are fundamental for accurate long-term climate projections. These constraints are represented within the neural network model to predict convective tendencies based on the local thermodynamic state.

The paper shows that ACnets perform comparably to conventional unconstrained neural networks in terms of prediction error but maintain physical laws to within numerical precision. This adherence to constraints significantly reduces prediction errors for output variables listed in the constraints. However, it does not necessarily apply to all variables, especially those with high degrees of freedom and inherent stochasticity.

Implications and Future Directions

The results indicate that embedding physical constraints in NN architectures is vital for ensuring model reliability and consistency. This integration is particularly critical in systems with a small number of overarching constraints relative to their degrees of freedom, such as the climate systems addressed in this paper. The approach taken in this paper not only improves the reliability of machine learning applications in scientific modeling but also presents a pathway for incorporating other types of constraints, including nonlinear and inequality constraints.

Future directions may focus on refining the constraint application process, especially concerning systems with numerous independent constraints or nonlinearities. Additionally, exploring the extension of this framework to stochastic modeling or other physical domains could yield an enhanced understanding of complex systems through improved machine learning techniques. Further research might also assess the scope and applicability of these enhancements across various types and scales of physical models.

This paper provides a robust foundation for creating physically-consistent neural network models, with implications for improving the accuracy and reliability of climate models and possibly other domains that rely heavily on physical laws.