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How Contextual are Contextualized Word Representations? Comparing the Geometry of BERT, ELMo, and GPT-2 Embeddings (1909.00512v1)

Published 2 Sep 2019 in cs.CL

Abstract: Replacing static word embeddings with contextualized word representations has yielded significant improvements on many NLP tasks. However, just how contextual are the contextualized representations produced by models such as ELMo and BERT? Are there infinitely many context-specific representations for each word, or are words essentially assigned one of a finite number of word-sense representations? For one, we find that the contextualized representations of all words are not isotropic in any layer of the contextualizing model. While representations of the same word in different contexts still have a greater cosine similarity than those of two different words, this self-similarity is much lower in upper layers. This suggests that upper layers of contextualizing models produce more context-specific representations, much like how upper layers of LSTMs produce more task-specific representations. In all layers of ELMo, BERT, and GPT-2, on average, less than 5% of the variance in a word's contextualized representations can be explained by a static embedding for that word, providing some justification for the success of contextualized representations.

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Authors (1)
  1. Kawin Ethayarajh (19 papers)
Citations (780)

Summary

Analysis of Contextual Properties in BERT, ELMo, and GPT-2 Embeddings

The paper "How Contextual are Contextualized Word Representations? Comparing the Geometry of BERT, ELMo, and GPT-2 Embeddings" provides a robust exploration of the contextual nature of word embeddings generated by prominent NLP models: ELMo, BERT, and GPT-2. This essay aims to convey the essential findings and implications of this research.

Key Findings and Methodologies

The primary intent of the paper is to determine the extent to which contextualized word representations indeed adjust according to their contexts. The authors employ several metrics, such as self-similarity, intra-sentence similarity, and maximum explainable variance (MEV), analyzed across different layers of the models to gauge context-specificity.

Anisotropy in Contextualized Representations

A significant highlight is the anisotropic nature of word embeddings in all models studied. Unlike isotropic vectors, which are uniformly distributed, the contextualized representations cluster in a narrow cone in vector space, particularly in higher layers. This anisotropic behavior is prevalent across all layers except the input layers of the models, where embeddings have not yet integrated contextual features.

Context-Specific Representations in Higher Layers

A consistent observation across all three models is that representations become more context-specific in the upper layers. This context-specificity is quantified by lower self-similarity measures as contextual depth increases. The findings indicate that upper layers create more nuanced and task-specific embeddings. Interestingly, stopwords, despite their lack of semantic richness, exhibit some of the most context-specific representations among all words. This suggests the crucial role of contextual variability instead of inherent polysemy.

Divergent Context-Specificity Manifestation Across Models

The models differ significantly in how context-specificity manifests in the vector space. ELMo shows an increasing intra-sentence similarity in higher layers, where representations of words within the same sentence become more convergent. BERT exhibits a nuanced approach, where word representations in a sentence become more distinct as context specificity increases, yet remain more similar than random pairs. Conversely, GPT-2 displays a unique pattern where sentence-level word similarities do not differ markedly from random word pairs, indicating a highly context-specific yet individually distinct embedding for each word.

Appealing Insights on Static vs. Contextualized Embeddings

An interesting exploration the authors undertake is the evaluation of generating static embeddings from contextualized ones. By leveraging the first principal component of contextualized representations, they analyze performance on traditional word embeddings benchmarks. Notably, these derived static embeddings frequently outperform standard embeddings such as GloVe and FastText across many tasks. This highlights the superior quality of embeddings reconstructed from context-aware models, particularly from the lower layers of BERT.

Moreover, an insightful finding is that on average, less than 5% of variance in a word's contextualized representation is explainable by a single static vector. This finding robustly dismisses the feasibility of replacing context-specific representations with static embeddings without significant loss of information.

Implications and Future Directions

Practical Implications

The research provides foundational support for the widespread adoption of contextualized word representations in NLP applications. The detailed analysis justifies why these models perform exceedingly well across diverse tasks due to their highly adaptive representations. Practically, it suggests potential hybrid approaches where contextual models can be used to generate superior static embeddings for deployment in resource-constrained environments.

Theoretical Implications

The paper opens avenues for further optimization of contextualized models. Given the surprising benefits of isotropic embeddings, future work could explore incorporating isotropy-enhancing techniques into the training of contextualized models, potentially further enhancing their performance.

Conclusion

This paper meticulously delineates the contextual dynamics within state-of-the-art NLP models, reaffirming the exceptional adeptness of BERT, ELMo, and GPT-2 in adjusting word representations contextually. Through detailed geometric analyses, it establishes foundational insights into the anisotropic and context-specific nature of these embeddings, providing both a justification for their usage and a pathway for future enhancements in NLP.

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