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A synthetic approach to Markov kernels, conditional independence and theorems on sufficient statistics (1908.07021v8)

Published 19 Aug 2019 in math.ST, cs.LO, math.CT, math.PR, and stat.TH

Abstract: We develop Markov categories as a framework for synthetic probability and statistics, following work of Golubtsov as well as Cho and Jacobs. This means that we treat the following concepts in purely abstract categorical terms: conditioning and disintegration; various versions of conditional independence and its standard properties; conditional products; almost surely; sufficient statistics; versions of theorems on sufficient statistics due to Fisher--Neyman, Basu, and Bahadur. Besides the conceptual clarity offered by our categorical setup, its main advantage is that it provides a uniform treatment of various types of probability theory, including discrete probability theory, measure-theoretic probability with general measurable spaces, Gaussian probability, stochastic processes of either of these kinds, and many others.

Citations (164)

Summary

  • The paper proposes a unified categorical framework using Markov categories to extend probabilistic reasoning beyond classical measure theory.
  • It defines deterministic morphisms and explores axioms like conditionals, randomness pushback, and positivity to abstract statistical concepts.
  • Its framework generalizes classic statistical theorems and opens new avenues in machine learning, quantum probability, and beyond.

A Synthetic Approach to Markov Kernels and Statistics

The paper by Tobias Fritz explores a novel framework for understanding probability and statistics through the lens of category theory. By introducing the concept of Markov categories, the author builds on prior work by Golubtsov and Cho and Jacobs, providing a uniform treatment and greater conceptual clarity to the underlying structures of probability theory. This approach has the potential to extend traditional probability beyond measure theory, allowing for applications across various types of probability, such as discrete, Gaussian, and stochastic processes.

The Foundation: Markov Categories

A Markov category is a symmetric monoidal category where each object is equipped with a commutative comonoid structure. These structures capture the essential operations of copying and discarding data, drawing parallels to how Markov kernels operate probabilistically. The framework provides a categorical abstraction that encompasses systems of probability theory, making it possible to apply categorical reasoning to derive theorems in probability and statistics. This setup supports a range of probability theories, including those based on finite sets, measurable spaces, and Gaussian distributions.

Definition and Properties

Determinism in this context is defined through morphisms that respect the comonoid structure, corresponding to functions in traditional probability that yield consistent outputs. The paper defines deterministic morphisms as those preserving the comultiplication within a Markov category. Building from this, several candidate axioms are explored, such as conditionals, randomness pushback, and positivity, each providing a more detailed structure to the categorical framework.

  • Conditionals: The existence of conditional distributions in a Markov category provides a powerful property that aligns with traditional probability structures like conditional expectations and regular conditional distributions.
  • Randomness Pushback: This axiom describes how stochastic processes can be reimagined as deterministic functions with additional random inputs, echoing concepts from probabilistic programming.
  • Positivity and Causality: These aspects ensure that deterministic processes maintain the properties expected in classical probability, such as the influence of random intermediate results.

Conditional Independence and Statistics

The paper advances the notion of conditional independence in a categorical setting, providing a basis for defining and reasoning about independence without relying on measure-theoretic complexities. It expands this notion to include morphisms with inputs not limited to the monoidal unit, leading to different characterizations of conditional independence for processes and stochastic morphisms.

Contributions to Statistics

The synthetic approach allows for the abstraction of statistical concepts, such as sufficient statistics, ancillary statistics, and completeness. This abstraction sheds light on classic theorems in statistics, such as Fisher-Neyman, Basu, and Bahadur, providing generalized proofs and insights.

Implications and Future Developments

The introduction of Markov categories opens up possibilities for unifying different probability theories under a common framework, permitting seamless integration of discrete, continuous, and hybrid probabilistic systems. The various axioms and properties investigated lay the groundwork for future research that may further refine and extend the categorical foundations of probability and statistics.

Moreover, this framework could influence developments in information geometry, quantum mechanics, and machine learning, where probabilistic reasoning plays a crucial role. The paper suggests potential further exploration into synthetic definitions of probability concepts, such as supports of morphisms and extensions into quantum probability.

Conclusion

Fritz's work provides a significant step towards a synthetic foundation for probability and statistics, leveraging category theory to unify diverse probabilistic models and derive classical results in a principled way. This categorical perspective has the potential to transform how we understand and apply probabilistic reasoning across scientific disciplines, bringing a fresh abstract viewpoint that complements traditional measure-theoretic approaches.

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