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Gradient Descent Maximizes the Margin of Homogeneous Neural Networks (1906.05890v4)

Published 13 Jun 2019 in cs.LG, cs.NE, and stat.ML

Abstract: In this paper, we study the implicit regularization of the gradient descent algorithm in homogeneous neural networks, including fully-connected and convolutional neural networks with ReLU or LeakyReLU activations. In particular, we study the gradient descent or gradient flow (i.e., gradient descent with infinitesimal step size) optimizing the logistic loss or cross-entropy loss of any homogeneous model (possibly non-smooth), and show that if the training loss decreases below a certain threshold, then we can define a smoothed version of the normalized margin which increases over time. We also formulate a natural constrained optimization problem related to margin maximization, and prove that both the normalized margin and its smoothed version converge to the objective value at a KKT point of the optimization problem. Our results generalize the previous results for logistic regression with one-layer or multi-layer linear networks, and provide more quantitative convergence results with weaker assumptions than previous results for homogeneous smooth neural networks. We conduct several experiments to justify our theoretical finding on MNIST and CIFAR-10 datasets. Finally, as margin is closely related to robustness, we discuss potential benefits of training longer for improving the robustness of the model.

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Authors (2)
  1. Kaifeng Lyu (28 papers)
  2. Jian Li (667 papers)
Citations (305)

Summary

Gradient Descent Maximizes the Margin of Homogeneous Neural Networks

The paper explores the implicit regularization properties of gradient descent in homogeneous neural networks, specifically focusing on various architectures including fully-connected and convolutional neural networks using ReLU or LeakyReLU activations. The researchers address the convergence properties of gradient descent when utilized on homogeneous models with logistic or cross-entropy loss functions. They derive that, under certain conditions, the normalized margin of the neural networks increases over time, ultimately converging to the max-margin solution. They validate these theoretical findings with experiments on MNIST and CIFAR-10 datasets.

Core Contributions

  1. Implicit Bias Towards Margin Maximization: The central finding of the paper is that gradient descent inherently optimizes for the direction that maximizes the normalized margin within homogeneous neural networks. This conclusion is drawn by formulating a constrained optimization problem aimed at margin maximization and proving both the convergence of the normalized margin to a KKT point of this optimization problem and the eventual increase of the smoothed version of the normalized margin over time.
  2. Generality and Precision in Analysis: The research extends previous results that were restricted to linear models by generalizing them to homogeneous neural networks. This generalization is accomplished even while employing weaker assumptions than in earlier work, demonstrating both robustness and rigor in the analytical approach.
  3. Analytical Framework: The researchers provide detailed proofs demonstrating both convergence rates of loss minimization and weight norm growth for homogeneous neural networks. They establish that the loss decreases at a rate of O(1/(t(logt)22/L))O(1/(t(\log t)^{2-2/L})) and show the weight norm grows as O((logt)1/L)O((\log t)^{1/L}), substantiating the strength of their approach.
  4. Empirical Validation: Through experiments conducted on well-known datasets like MNIST and CIFAR-10, the paper demonstrates that this theoretical insight applies broadly and practically, noting improved robustness when models are trained longer due to expansion of normalized margins.

Implications and Future Directions

The implications of these findings are considerable for both theoretical and practical realms of neural network training. Practically, the insights regarding margin maximization suggest that training regimes which demand longer duration might, in fact, yield networks with improved robustness. Theoretically, this sheds light on the nature of implicit regularization and provides a framework for further exploration into why neural networks trained with gradient descent exhibit favorable generalization properties despite over-parameterization.

The results noted for homogeneous networks prompt intriguing questions and potential research pathways for future work:

  • Extending these findings to non-smooth and networks with bias terms remains an open area with intricate technical challenges, yet bears promising implications should similar bias toward margin maximization be identified.
  • The exploration of more complex models incorporating additional neural architectures and loss formulations could provide more insights into the universality of the conclusions derived here.
  • Investigating the link between margin maximization and adversarial robustness presents opportunities to enhance the security and reliability of neural networks against adversarial attacks.

In summary, this paper affords a deeper understanding of the dynamics of homogeneous neural networks under gradient flow and gradient descent, enriching the field's comprehension of implicit regularization while delineating new avenues for advancement in neural network research.