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Rate-Splitting Unifying SDMA, OMA, NOMA, and Multicasting in MISO Broadcast Channel: A Simple Two-User Rate Analysis (1906.04474v1)

Published 11 Jun 2019 in cs.IT, eess.SP, and math.IT

Abstract: Considering a two-user multi-antenna Broadcast Channel, this paper shows that linearly precoded Rate-Splitting (RS) with Successive Interference Cancellation (SIC) receivers is a flexible framework for non-orthogonal transmission that generalizes, and subsumes as special cases, four seemingly different strategies, namely Space Division Multiple Access (SDMA) based on linear precoding, Orthogonal Multiple Access (OMA), Non- Orthogonal Multiple Access (NOMA) based on linearly precoded superposition coding with SIC, and physical-layer multicasting. The paper studies the sum-rate and shows analytically how RS unifies, outperforms, and specializes to SDMA, OMA, NOMA, and multicasting as a function of the disparity of the channel strengths and the angle between the user channel directions.

Citations (242)

Summary

  • The paper introduces a novel rate-splitting scheme that splits messages into common and private parts to efficiently manage interference in two-user MISO broadcast channels.
  • It derives tractable sum-rate expressions demonstrating that RS achieves a non-zero rate improvement over traditional SDMA at high SNR conditions.
  • The study unifies SDMA, OMA, NOMA, and multicasting within one framework, highlighting RS’s potential to achieve full degrees-of-freedom for future wireless networks.

Analysis of Rate-Splitting Transmission in MISO Broadcast Channels

The paper "Rate-Splitting Unifying SDMA, OMA, NOMA, and Multicasting in MISO Broadcast Channel: A Simple Two-User Rate Analysis" by Bruno Clerckx, Yijie Mao, Robert Schober, and H. Vincent Poor presents an in-depth exploration into the application of Rate-Splitting (RS) with Successive Interference Cancellation (SIC) in multi-antenna broadcast channels, specifically focusing on the two-user scenario. Rate-Splitting has gained traction as an effective non-orthogonal transmission approach, promising significant spectral and energy efficiency improvements in the context of multiple-input single-output (MISO) broadcast channels.

Core Concepts and Methodology

The paper centers on linearly precoded RS, which combines elements of Space Division Multiple Access (SDMA), Orthogonal Multiple Access (OMA), and Non-Orthogonal Multiple Access (NOMA) in a unified framework. This framework exemplifies a significant theoretical advancement because it describes a single strategy that can adapt to and optimize across diverse wireless communication techniques, addressing interference by flexibly splitting user messages into common and private parts.

The methodology involves a MISO broadcast channel model with one transmitter equipped with multiple antennas and two single-antenna users. The RS transmission structure allows message portions intended for each user to split into common and private sub-messages. The common sub-message is coded into a stream decodable by all users, while private sub-messages are aimed at each intended user. By utilizing successively cancelling interference, this hybrid approach adeptly manages the dual challenges of treating interference as noise and decoding interference-driven signals.

Analysis and Results

The paper's analytical section focuses on deriving tractable sum-rate expressions to demonstrate RS's capacity to unify OMA, NOMA, and SDMA while offering superior rate performance. The sum-rate analysis at finite and high SNR conditions delineates the optimal allocation strategies for message and power among streams, elucidating how RS can either devolve into recognized methods like SDMA or NOMA or offer distinct performance enhancements.

Significant results illustrate that at high SNRs, RS yields a non-zero sum-rate improvement over traditional SDMA strategies. Furthermore, RS's capacity to obtain a full degree-of-freedom of 2 in such MISO systems surpasses the 1 degree-of-freedom limitation characterized by conventional OMA, NOMA, and multicasting schemes.

Implications and Future Directions

The implications of these findings are profound, especially in the design of advanced wireless communication systems which require robust interference management and high data rate support. The flexibility and adaptability of rate-splitting in tackling varied channel conditions and user deployments indicate its potential for broader application in future communication standards, including 5G and beyond.

Future research may focus on extending the RS framework to more complex network deployments, such as those involving multiple users or uncertainty in channel state information. Additionally, the development of efficient computational algorithms for RS power allocations and rate optimizations could spur practical deployments.

In summary, this paper provides a seminal examination of RS technologies in MISO broadcast channels, establishing a comprehensive framework that not only unifies existing multiple access strategies but also highlights the potential of RS for advancing next-generation wireless network designs.