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Document Expansion by Query Prediction (1904.08375v2)

Published 17 Apr 2019 in cs.IR and cs.LG

Abstract: One technique to improve the retrieval effectiveness of a search engine is to expand documents with terms that are related or representative of the documents' content.From the perspective of a question answering system, this might comprise questions the document can potentially answer. Following this observation, we propose a simple method that predicts which queries will be issued for a given document and then expands it with those predictions with a vanilla sequence-to-sequence model, trained using datasets consisting of pairs of query and relevant documents. By combining our method with a highly-effective re-ranking component, we achieve the state of the art in two retrieval tasks. In a latency-critical regime, retrieval results alone (without re-ranking) approach the effectiveness of more computationally expensive neural re-rankers but are much faster.

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Authors (4)
  1. Rodrigo Nogueira (70 papers)
  2. Wei Yang (349 papers)
  3. Jimmy Lin (208 papers)
  4. Kyunghyun Cho (292 papers)
Citations (372)

Summary

Overview of "Document Expansion by Query Prediction"

The paper "Document Expansion by Query Prediction" introduces a novel technique to enhance the retrieval effectiveness of search engines by expanding documents with predicted queries. This method addresses the long-standing "vocabulary mismatch" problem in information retrieval, where the disparity between user query terms and document vocabulary hinders effective document retrieval. Leveraging the capabilities of neural networks, this work proposes enriching document representations with predicted potential queries before indexing, contrasting traditional approaches that focus on query expansion post-retrieval.

Methodology

The authors employ a sequence-to-sequence transformer model to predict queries for a given document, using datasets that pair queries with their relevant documents. This model, termed "Doc2query," generates potential queries that enrich the document's text. These expanded documents are then indexed using existing retrieval systems. During experimentation, the Doc2query model is combined with a re-ranking component using BERT to augment retrieval results further.

The paper demonstrates the method's effectiveness using datasets such as MS MARCO and TREC CAR. The experimental results show that the proposed document expansion method not only competes with state-of-the-art models but, when combined with BERT re-ranking, achieves best-known results on specific datasets.

Key Findings

  1. Retrieval Effectiveness: The method significantly improves retrieval effectiveness, reflected in metrics like MRR@10. For instance, in the MS MARCO dataset, the model achieved an MRR@10 of 21.5 with document expansion alone, marking an improvement over BM25's baseline performance.
  2. Query Prediction: The model effectively performs term re-weighting and expansion, with about 31% of query predictions including terms not originally in the document, showcasing its ability to bridge vocabulary mismatches semantically.
  3. Impact on Recall: The expanded document strategy led to an increase in Recall@1000 on the MS MARCO development set, indicating more relevant documents being identified during retrieval.
  4. Trade-off in Latency: The paper discusses the latency implications, noting that while there is a modest increase compared to BM25, this is much more efficient than employing neural re-rankers without sacrificing substantial effectiveness.

Implications and Future Directions

The approach of document expansion via neural network-driven query prediction presents several implications for information retrieval systems. By shifting the neural inference cost from retrieval time to indexing, this method offers a more computationally feasible solution for incorporating deep learning into large-scale retrieval systems. The paper suggests that document expansion could become integral for systems where enrichment occurs pre-indexing, potentially leading to more robust retrieval systems capable of handling semantically diverse user queries.

Theoretical implications include the exploration of how neural models understand and predict document relevance across varied datasets. The technique's effectiveness points towards evolving methodologies that leverage neural networks to enrich document representations semantically. Future work could examine the integration of more advanced LLMs and explore the technique's adaptability to other retrieval frameworks.

Conclusion

"Document Expansion by Query Prediction" contributes to the field of information retrieval by redefining document enrichment strategies through neural query prediction. The results underscore the potential of neural networks to address vocabulary mismatches effectively, providing a scalable and efficient alternative to traditional query expansion methods. This work lays the foundation for further advancements in neural information retrieval, emphasizing the importance of document-level contextual understanding prior to indexing.

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