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Understanding the Behaviors of BERT in Ranking (1904.07531v4)

Published 16 Apr 2019 in cs.IR and cs.CL

Abstract: This paper studies the performances and behaviors of BERT in ranking tasks. We explore several different ways to leverage the pre-trained BERT and fine-tune it on two ranking tasks: MS MARCO passage reranking and TREC Web Track ad hoc document ranking. Experimental results on MS MARCO demonstrate the strong effectiveness of BERT in question-answering focused passage ranking tasks, as well as the fact that BERT is a strong interaction-based seq2seq matching model. Experimental results on TREC show the gaps between the BERT pre-trained on surrounding contexts and the needs of ad hoc document ranking. Analyses illustrate how BERT allocates its attentions between query-document tokens in its Transformer layers, how it prefers semantic matches between paraphrase tokens, and how that differs with the soft match patterns learned by a click-trained neural ranker.

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Authors (4)
  1. Yifan Qiao (19 papers)
  2. Chenyan Xiong (95 papers)
  3. Zhenghao Liu (77 papers)
  4. Zhiyuan Liu (433 papers)
Citations (211)

Summary

Understanding the Behaviors of BERT in Ranking

This paper, authored by Yifan Qiao, Chenyan Xiong, Zhenghao Liu, and Zhiyuan Liu, provides a comprehensive analysis of BERT's effectiveness when applied to ranking tasks, particularly in the context of document retrieval and question-answering systems. It evaluates BERT's performance on two distinct tasks: the MS MARCO passage reranking task and the TREC Web Track ad hoc document ranking task.

Overview of the Experimental Analysis

The authors explore how BERT, pre-trained on large corpora, can be adapted and fine-tuned to perform various ranking tasks. They propose multiple strategies to incorporate BERT into ranking models, examining both representation-based and interaction-based rankers. The paper reports substantial findings based on experiments conducted on two benchmarks datasets:

  • MS MARCO Passage Ranking: This test evaluates a system's ability to rank answer passages for given questions, reflecting a need for effective question-answering capabilities.
  • TREC Web Track Ad Hoc Ranking: This benchmark involves ranking documents based on keyword queries, which represents the traditional information retrieval challenge.

Performance Analysis

The empirical results presented in the paper demonstrate that BERT exhibits significantly different performance on these two tasks. For the MS MARCO passage reranking task, fine-tuned BERT models perform remarkably well, surpassing existing neural ranking models by a significant margin. This indicates that BERT's deep interactions are well-suited to understanding the nuanced relationship between questions and passages.

Conversely, on the TREC Web Track ad hoc task, the performance of BERT-based rankers is less impressive. Even when further fine-tuned on TREC data, BERT does not outperform feature-based learning-to-rank methods. This suggests that though BERT’s pre-training on surrounding contexts aids in some text processing tasks, it might not fully address the specific needs of ad hoc document ranking without further tailored adjustments.

Behavior and Attention Mechanisms

The paper explores the specifics of how BERT allocates attention internally. The analyses reveal that BERT's transformer network propagates information globally across text sequences, focusing more on token-level interactions rather than semantic matches that closely align with relevance-based heuristic models. Moreover, BERT shows a preference for terms that contextually and semantically match closely—this is indicative of its pre-training methodology focused on sequential context.

Implications and Future Directions

The findings have significant implications for the use of BERT in information retrieval systems. While BERT excels in tasks aligned with its pre-training objectives, such as passage ranking in QA settings, its effectiveness in traditional document retrieval settings may be limited unless specifically adapted.

A key insight is the continued importance of task-specific fine-tuning and the exploration of additional data sources for pre-training to enhance BERT's applicability to various ranking tasks. There is a potential for future studies to explore the integration of click data and other user interaction signals to bridge the gap between BERT’s current capabilities and the needs of ad hoc document retrieval.

The paper lays a foundation for future research to explore more sophisticated architectures and training regimes that can better leverage BERT’s capabilities in a wider array of ranking scenarios. This could lead to advances in the creation of hybrid models combining BERT with other neural or traditional IR methodologies to optimize performance across diverse retrieval tasks.