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An introduction to domain adaptation and transfer learning (1812.11806v2)

Published 31 Dec 2018 in cs.LG, cs.CV, and stat.ML

Abstract: In machine learning, if the training data is an unbiased sample of an underlying distribution, then the learned classification function will make accurate predictions for new samples. However, if the training data is not an unbiased sample, then there will be differences between how the training data is distributed and how the test data is distributed. Standard classifiers cannot cope with changes in data distributions between training and test phases, and will not perform well. Domain adaptation and transfer learning are sub-fields within machine learning that are concerned with accounting for these types of changes. Here, we present an introduction to these fields, guided by the question: when and how can a classifier generalize from a source to a target domain? We will start with a brief introduction into risk minimization, and how transfer learning and domain adaptation expand upon this framework. Following that, we discuss three special cases of data set shift, namely prior, covariate and concept shift. For more complex domain shifts, there are a wide variety of approaches. These are categorized into: importance-weighting, subspace mapping, domain-invariant spaces, feature augmentation, minimax estimators and robust algorithms. A number of points will arise, which we will discuss in the last section. We conclude with the remark that many open questions will have to be addressed before transfer learners and domain-adaptive classifiers become practical.

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Authors (2)
  1. Wouter M. Kouw (19 papers)
  2. Marco Loog (59 papers)
Citations (271)

Summary

An Introduction to Domain Adaptation and Transfer Learning

The technical report by Wouter M. Kouw and Marco Loog is a comprehensive overview of domain adaptation and transfer learning, crucial subfields of machine learning that address the challenges posed by differences in data distributions between training and test datasets. This topic is particularly relevant when traditional assumptions about data distributions become invalid, as is often the case when deploying machine learning models trained on one dataset to predict on another.

Overview

The paper begins with a fundamental premise: if training data is a true representation of the underlying distribution, then a model will generalize well to new, unseen data. However, real-world data often defies this ideal due to biases in sample collection, leading to distributional discrepancies such as covariate shift, prior shift, and concept shift. This necessitates domain adaptation and transfer learning strategies to mitigate performance degradation.

Key Concepts

Risk Minimization and Expansion: At the heart of these approaches is the risk minimization framework, which the authors extend to include domain adaptation and transfer learning. The paper rigorously defines these subfields as techniques for transferring knowledge from a source domain, where labeled data is ample, to a target domain, where it is scarce.

Types of Data Shift:

  • Prior Shift: Different class distributions between source and target while keeping conditional distributions constant.
  • Covariate Shift: Differences in input data distribution with a constant posterior distribution.
  • Concept Shift: Posterior distributions differ while input data remains constant.

Methodological Approaches

The authors categorize various methodologies into importance-weighting, subspace mapping, domain-invariant spaces, feature augmentation, minimax estimation, and robust algorithms. This categorization is not exhaustive but provides a structured perspective on how to handle different forms of domain shift.

Importance-Weighting: A commonly employed strategy, particularly for covariate shift, which adjusts the contribution of each training sample to better match the target distribution. The challenge lies in accurately estimating these weights without exacerbating variance.

Subspace Mapping and Domain-Invariant Spaces: These approaches focus on finding transformations that align the source and target into a common feature space or invariant representation, thus facilitating better generalization across domains.

Implications and Future Directions

The implications of this research are manifold. Practically, these techniques allow for the effective deployment of machine learning models across different datasets and applications without the prohibitive cost of collecting and labeling large new datasets. Theoretically, it expands the scope of generalization theory by challenging classic assumptions and offering new insights into learning from non-representative samples.

As the field progresses, there are still significant open questions, such as the quantification of domain similarity, the bounds on generalization under domain shifts, and the robustness of domain-adaptive algorithms against overfitting due to model flexibility. As AI continues to evolve, understanding and addressing the nuances of data distribution shifts will remain a foundational challenge.

In essence, the paper by Kouw and Loog provides not only a thorough introduction to domain adaptation and transfer learning but also sets the stage for future research and application. It underscores the importance of adapting machine learning technologies to ever-varied and changing real-world environments, highlighting both progress made and challenges ahead.