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Hybrid Precoding-Based Millimeter-Wave Massive MIMO-NOMA with Simultaneous Wireless Information and Power Transfer (1809.07682v1)

Published 20 Sep 2018 in cs.IT and math.IT

Abstract: Non-orthogonal multiple access (NOMA) has been recently considered in millimeter-wave (mmWave) massive MIMO systems to further enhance the spectrum efficiency. In addition, simultaneous wireless information and power transfer (SWIPT) is a promising solution to maximize the energy efficiency. In this paper, for the first time, we investigate the integration of SWIPT in mmWave massive MIMO-NOMA systems. As mmWave massive MIMO will likely use hybrid precoding (HP) to significantly reduce the number of required radio-frequency (RF) chains without an obvious performance loss, where the fully digital precoder is decomposed into a high-dimensional analog precoder and a low-dimensional digital precoder, we propose to apply SWIPT in HP-based MIMO-NOMA systems, where each user can extract both information and energy from the received RF signals by using a power splitting receiver. Specifically, the cluster-head selection (CHS) algorithm is proposed to select one user for each beam at first, and then the analog precoding is designed according to the selected cluster heads for all beams. After that, user grouping is performed based on the correlation of users' equivalent channels. Then, the digital precoding is designed by selecting users with the strongest equivalent channel gain in each beam. Finally, the achievable sum rate is maximized by jointly optimizing power allocation for mmWave massive MIMO-NOMA and power splitting factors for SWIPT, and an iterative optimization algorithm is developed to solve the non-convex problem. Simulation results show that the proposed HP-based MIMO-NOMA with SWIPT can achieve higher spectrum and energy efficiency compared with HP-based MIMO-OMA with SWIPT.

Citations (232)

Summary

  • The paper presents a hybrid precoding framework that integrates SWIPT into mmWave MIMO-NOMA systems, significantly enhancing energy and spectral efficiency.
  • It employs a cluster-head selection algorithm and user grouping with iterative power allocation to mitigate inter-beam interference and improve channel gains.
  • Simulation results demonstrate that the proposed design outperforms conventional OMA systems, underscoring its promise for future 5G and 6G networks.

Hybrid Precoding-Based Millimeter-Wave Massive MIMO-NOMA with Simultaneous Wireless Information and Power Transfer

The paper by Dai et al. presents an in-depth exploration of integrating Simultaneous Wireless Information and Power Transfer (SWIPT) into Millimeter-Wave (mmWave) Massive Multiple Input Multiple Output (MIMO) systems utilizing Hybrid Precoding (HP) and Non-Orthogonal Multiple Access (NOMA). These emerging technologies collectively enhance both spectrum and energy efficiency, fundamental metrics in the evolution toward 5G communication systems and beyond.

The authors initiate their paper by identifying the shortcomings of conventional MIMO systems, primarily in terms of hardware cost and energy consumption attributable to their immense number of required radio-frequency (RF) chains. Hybrid precoding is advocated as a resolution, enabling the dismantling of digital precoders into separate high-dimensional analog and low-dimensional digital precoders. This architectural shift strategically reduces RF chain requirements without significant performance degradation.

A salient concept explored in this paper is the integration of SWIPT with mmWave Massive MIMO-NOMA systems. SWIPT facilitates concurrent data and energy transmission, significantly enhancing energy efficiency—a critical performance indicator expected to amplify by a factor of 100 in the transition from 4G to 5G systems. The research innovatively embeds SWIPT into HP-based MIMO-NOMA setups using power splitting receivers equipped to extract both energy and information from received signals.

Dai et al. propose a systematic approach to implementing this hybrid structure. Initially, a cluster-head selection (CHS) algorithm is utilized to streamline the selection of users for each beam, which reduces channel correlation and thereby mitigates inter-beam interference. Subsequent to this, user grouping is systematically conducted based on the correlation of users' equivalent channels, and digital precoding is designed to maximize effective channel gains. These steps culminate in the proposition of an iterative optimization algorithm that jointly optimizes power allocation and power splitting factors, aiming to optimize the achievable sum rate despite the inherent non-convex nature of the problem.

Simulation results exhibit substantial improvements in both spectrum and energy efficiency when comparing the proposed HP-based mmWave massive MIMO-NOMA systems with conventional Orthogonal Multiple Access (OMA) systems and selected benchmarks. Notably, the paper emphasizes that the efficiency gains derived from NOMA-based systems are statistically significant relative to their OMA counterparts, a testament to the potential widespread applicability of NOMA in future wireless systems.

The theoretical implications of this research are vast, particularly in the context of 5G and imminent 6G system designs where spectral efficiency and energy conservation are pivotal. The methodological framework addresses longstanding challenges associated with RF chain reduction and optimizes signal processing complexity, proffering a comprehensive model adaptable to varying MIMO configurations. Practically, the deployment of such hybrid systems could streamline infrastructure costs while enhancing the effective throughput and operational longevity of user devices.

Looking forward, this paper opens avenues for further research into advanced HP schemes that could potentially further refine the presented system model. Future explorations might also delve into optimization of both deployment strategies and algorithmic efficiencies to enhance robustness, adaptability, and performance across dynamic network conditions in real-world scenarios. The exploration of adaptive learning enhanced by AI for real-time optimization in such systems could represent another promising research trajectory.

In conclusion, this paper contributes a substantial leap toward achieving efficient, scalable, and sophisticated wireless communication systems, marking a significant stride in the confluence of information science, electronics, and communication technology. It effectively sets the stage for future innovations in power-efficient, high-capacity wireless network solutions that are central to modern telecommunication infrastructures.