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Invariant Representations without Adversarial Training (1805.09458v4)

Published 24 May 2018 in cs.LG and stat.ML

Abstract: Representations of data that are invariant to changes in specified factors are useful for a wide range of problems: removing potential biases in prediction problems, controlling the effects of covariates, and disentangling meaningful factors of variation. Unfortunately, learning representations that exhibit invariance to arbitrary nuisance factors yet remain useful for other tasks is challenging. Existing approaches cast the trade-off between task performance and invariance in an adversarial way, using an iterative minimax optimization. We show that adversarial training is unnecessary and sometimes counter-productive; we instead cast invariant representation learning as a single information-theoretic objective that can be directly optimized. We demonstrate that this approach matches or exceeds performance of state-of-the-art adversarial approaches for learning fair representations and for generative modeling with controllable transformations.

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Authors (5)
  1. Daniel Moyer (39 papers)
  2. Shuyang Gao (28 papers)
  3. Rob Brekelmans (22 papers)
  4. Greg Ver Steeg (95 papers)
  5. Aram Galstyan (142 papers)
Citations (202)

Summary

Invariant Representations without Adversarial Training

This paper discusses a method for learning invariant representations that do not rely on adversarial training. Representations of data invariant to specific factors are valuable in various applications such as removing biases, controlling covariate effects, and disentangling factors of variation. The paper posits that adversarial training, a prevalent method in current state-of-the-art techniques for learning invariant representations, is unnecessary and may be counterproductive. Instead, it suggests a method based on a single information-theoretic objective that can be directly optimized.

The central theme of the paper is the relaxation of the invariance constraint from the independence of the representation zz from nuisance factors cc to a penalty on the mutual information I(z,c)I(z, c). The authors derive a variational upper bound for I(z,c)I(z, c), contrasting the commonplace lower bound on objective mutual information terms. This different perspective permits straightforward optimization within frameworks like the Variational Auto Encoder (VAE) and the Variational Information Bottleneck (VIB). Notably, the proposed method does not require access to the nuisance factor cc during the test phase, only during training, making it suitable for scenarios where cc is costly or impractical to obtain.

The paper compares the performance of the proposed approach against adversarial methods on "fair prediction" tasks. Empirical results indicate that the method either matches or surpasses state-of-the-art adversarial models in maintaining task performance while achieving invariant representations. Notably, on tasks such as fair classification of the German and Adult datasets, the proposed method demonstrates competitive predictive accuracy paired with a lower adversarial prediction accuracy, suggesting better feature invariance regarding the protected feature.

The theoretical foundation provided suggests that the adversarial approaches can be viewed as minimizing I(z,c)I(z,c) indirectly, without providing an upper bound, which may lead to suboptimal results and potential instability. The method in this paper achieves this more robustly by optimizing a variational upper bound. The results underscore the efficiency of their approach in disentangling representations by modeling the implicit trade-off between task performance and factor invariance without adversarial confusion introduced by the adversarial framework.

In terms of practical and theoretical implications, this work entices exploration into personalized applications like data anonymization, fairness in machine learning, and style transfer in generative models. The ability to manipulate representations by isolating factors of variation while minimizing mutual information with unwanted attributes could help bridge gaps in existing frameworks dealing with fairness and privacy issues. Future research can consider extending this framework to more complex datasets and contexts, evaluating the robustness of this penalty in dynamic and evolving data distributions, or integrating with models using complex data augmentation and combinations thereof.

This paper contributes a significant perspective shift towards the direct optimization of invariant representations, emphasizing simpler and potentially more effective training procedures over complex adversarial settings. As AI systems grow more integral in sensitive areas, methods that ensure fairness, privacy, and unbiased decision-making are crucial, highlighting the importance of studies like this one that propose practical, efficient, and theoretically grounded solutions.