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Particle Swarm Optimization: A survey of historical and recent developments with hybridization perspectives (1804.05319v2)

Published 15 Apr 2018 in cs.NE

Abstract: Particle Swarm Optimization (PSO) is a metaheuristic global optimization paradigm that has gained prominence in the last two decades due to its ease of application in unsupervised, complex multidimensional problems which cannot be solved using traditional deterministic algorithms. The canonical particle swarm optimizer is based on the flocking behavior and social co-operation of birds and fish schools and draws heavily from the evolutionary behavior of these organisms. This paper serves to provide a thorough survey of the PSO algorithm with special emphasis on the development, deployment and improvements of its most basic as well as some of the state-of-the-art implementations. Concepts and directions on choosing the inertia weight, constriction factor, cognition and social weights and perspectives on convergence, parallelization, elitism, niching and discrete optimization as well as neighborhood topologies are outlined. Hybridization attempts with other evolutionary and swarm paradigms in selected applications are covered and an up-to-date review is put forward for the interested reader.

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Authors (3)
  1. Saptarshi Sengupta (24 papers)
  2. Sanchita Basak (7 papers)
  3. Richard Alan Peters II (5 papers)
Citations (386)

Summary

  • The paper provides an expansive survey of Particle Swarm Optimization's theoretical foundations and its evolution since 1995.
  • The study evaluates advanced enhancements like inertia weighting and constriction coefficients to improve convergence and avoid local optima.
  • Hybrid strategies integrating PSO with algorithms such as GA, DE, and ACO showcase its versatility in tackling diverse optimization problems.

An In-depth Review and Hybridization Perspectives of Particle Swarm Optimization

The paper by Sengupta, Basak, and Peters offers an expansive survey on Particle Swarm Optimization (PSO), a widely regarded global optimization method within computational intelligence. The document extensively covers PSO's theoretical underpinnings, detailed mechanisms, and significant advancements, especially in the context of hybridization with other optimization methodologies. Since its inception in 1995, PSO has demonstrated profound utility in solving a diverse array of complex, high-dimensional optimization problems.

The canonical PSO algorithm is inspired by the social behaviors observed in nature, such as bird flocking and fish schooling, with particles in a swarm represented as candidate solutions that are refined over iterative exploration of the solution space. The paper explores key operational components of PSO, including inertia weight, constriction factor, and the cognitive and social dynamics that underpin the velocity and position updates within the algorithm.

A significant portion of the paper is devoted to discussing enhancements in the PSO, including the use of varying inertia weight strategies and constriction coefficients, which facilitate a balance between exploration and exploitation. These modifications have been critically assessed for their roles in improving convergence properties and mitigating the risk of stagnation in local optima.

Hybridization forms a central theme of this survey, highlighting attempts to bolster the capabilities of PSO by integrating it with other algorithms such as Genetic Algorithms (GA), Differential Evolution (DE), and Ant Colony Optimization (ACO). These hybrid strategies are demonstrated to leverage the complementary strengths of different optimization paradigms, resulting in improved performance across multiple types of optimization challenges. The discussion is enriched with an inventory of algorithms that encompasses extensive applications ranging from engineering design, feature selection, to real-world optimization problems.

The paper also surveys more exotic hybridization with methods like Simulated Annealing (SA) and novel algorithms like Cuckoo Search (CS) and Artificial Bee Colony (ABC). Each hybridization strategy is dissected to emphasize its innovative approach to optimization challenges, lending credence to the robustness and adaptability of PSO strategies when combined in such a multifaceted manner.

The literature review further encompasses reviews on niche formation and multi-objective optimization, noting that PSO's adaptability to dynamic environments and its ability to locate multiple optima presents a compelling case for its continued development. The exploration of discrete optimization processes illustrates a journey beyond continuous space optimizations, where PSO has also been engineered to navigate discrete landscapes effectively.

In concluding the review, the authors reflect on future research directions, urging for a focus on reducing parameter sensitivity and enhancing multi-objective performance in high-dimensional spaces. The paper encourages the exploration of parallel implementations and ensemble strategies as burgeoning areas for next-generation PSO algorithms.

This comprehensive analysis, through exhaustive empirical evidence and a wealth of references, positions PSO not merely as a standalone optimization tool but as an evolving metaheuristic framework capable of addressing the intricacies of diverse optimization challenges. This paper is an invaluable resource for any researcher in computational intelligence, offering deep insights into the potential pathways to furthering the efficacy, efficiency, and applicability of PSO methodologies across the optimization landscape.