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Improving Exploration in Evolution Strategies for Deep Reinforcement Learning via a Population of Novelty-Seeking Agents (1712.06560v3)

Published 18 Dec 2017 in cs.AI

Abstract: Evolution strategies (ES) are a family of black-box optimization algorithms able to train deep neural networks roughly as well as Q-learning and policy gradient methods on challenging deep reinforcement learning (RL) problems, but are much faster (e.g. hours vs. days) because they parallelize better. However, many RL problems require directed exploration because they have reward functions that are sparse or deceptive (i.e. contain local optima), and it is unknown how to encourage such exploration with ES. Here we show that algorithms that have been invented to promote directed exploration in small-scale evolved neural networks via populations of exploring agents, specifically novelty search (NS) and quality diversity (QD) algorithms, can be hybridized with ES to improve its performance on sparse or deceptive deep RL tasks, while retaining scalability. Our experiments confirm that the resultant new algorithms, NS-ES and two QD algorithms, NSR-ES and NSRA-ES, avoid local optima encountered by ES to achieve higher performance on Atari and simulated robots learning to walk around a deceptive trap. This paper thus introduces a family of fast, scalable algorithms for reinforcement learning that are capable of directed exploration. It also adds this new family of exploration algorithms to the RL toolbox and raises the interesting possibility that analogous algorithms with multiple simultaneous paths of exploration might also combine well with existing RL algorithms outside ES.

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Authors (6)
  1. Edoardo Conti (5 papers)
  2. Vashisht Madhavan (7 papers)
  3. Felipe Petroski Such (14 papers)
  4. Joel Lehman (34 papers)
  5. Kenneth O. Stanley (33 papers)
  6. Jeff Clune (65 papers)
Citations (330)

Summary

Evolution Strategies and Directed Exploration in Deep Reinforcement Learning

The paper "Improving Exploration in Evolution Strategies for Deep Reinforcement Learning via a Population of Novelty-Seeking Agents" presents novel methodologies to enhance exploration within evolution strategies (ES) for tackling deep reinforcement learning (RL) problems characterized by deceptive or sparse reward functions. Researchers from Uber AI Labs propose integrating novelty search (NS) and quality diversity (QD) algorithms with ES to address limitations associated with insufficient exploration.

Background and Motivation

Evolution strategies (ES) are renowned for their efficiency in parallelizing computations, enabling relatively faster training times compared to conventional RL methods like Q-learning and policy gradient approaches. However, ES often struggles with exploration, especially in environments where reward gradients are sparse or deceptive. This paper seeks to mitigate these issues by leveraging NS and QD algorithms, which are designed to foster exploration by focusing on the novelty of behaviors rather than simply optimizing cumulative rewards.

Methodology

The researchers introduce a hybrid algorithmic framework comprising NS-ES and two variants of QD algorithms, namely NSR-ES and NSRA-ES.

  • NS-ES: This variant integrates novelty search into the ES framework, where a behavior characterization encoder tracks the novelty of policies. An archive of past behaviors is maintained to guide the exploration of new and distinctive behaviors.
  • NSR-ES: This algorithm balances exploration with exploitation by averaging reward and novelty scores, applying them as weights in parameter updates. It actively induces exploration while still considering reward signals.
  • NSRA-ES: An adaptive variant, NSRA-ES dynamically adjusts its focus between reward and novelty by altering the weighting parameter based on the observed performance plateau, allowing for context-sensitive exploration and exploitation.

Experimental Results

The researchers validated their approach using challenging environments, including Atari games and simulated robotic locomotion tasks. Key findings highlight that NS-ES enables agents to escape local optima typically encountered by traditional ES algorithms. In tasks with deceptive traps, both NSR-ES and NSRA-ES demonstrated superior capability to improve exploration and performance by avoiding local optima.

Quantitatively, NSRA-ES emerged as the most promising algorithm, outperforming other methods on several test cases. Notably, in tasks like Seaquest and simulated humanoid locomotion, NSRA-ES could dynamically balance exploration and reward maximization, leading to heightened rewards compared to baseline ES methods.

Implications and Future Directions

The integration of NS and QD algorithms into ES not only preserves its scalability but also enhances its effectiveness in complex RL tasks. For practitioners in machine learning and AI, this paper introduces a robust toolset for environments demanding sophisticated exploration tactics.

The potential of this research extends beyond immediate applications; the novel approach of adaptive exploration could be harmonized with other deep RL architectures. Future research directions may include automating the learning of behavior characterizations directly from state representations, and further exploring the synergy between NS/QD and gradient-based methods.

In summary, this work significantly enriches the RL exploration arsenal and opens pathways for future innovations combining evolutionary strategies with reinforcement learning. It poses an intriguing case for expanded exploration strategies which hold significance for progressing in real-world, high-dimensional RL challenges.

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