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Dynamic Routing Between Capsules (1710.09829v2)

Published 26 Oct 2017 in cs.CV

Abstract: A capsule is a group of neurons whose activity vector represents the instantiation parameters of a specific type of entity such as an object or an object part. We use the length of the activity vector to represent the probability that the entity exists and its orientation to represent the instantiation parameters. Active capsules at one level make predictions, via transformation matrices, for the instantiation parameters of higher-level capsules. When multiple predictions agree, a higher level capsule becomes active. We show that a discrimininatively trained, multi-layer capsule system achieves state-of-the-art performance on MNIST and is considerably better than a convolutional net at recognizing highly overlapping digits. To achieve these results we use an iterative routing-by-agreement mechanism: A lower-level capsule prefers to send its output to higher level capsules whose activity vectors have a big scalar product with the prediction coming from the lower-level capsule.

Citations (4,406)

Summary

  • The paper presents Capsule Networks that use dynamic routing to model spatial hierarchies and encode detailed part relationships.
  • The dynamic routing-by-agreement mechanism iteratively adjusts coefficients for effective feature grouping and robust image reconstruction.
  • CapsNets achieve state-of-the-art performance on MNIST and excel in segmenting overlapping digits on MultiMNIST.

Dynamic Routing Between Capsules

The paper "Dynamic Routing Between Capsules" introduces a novel neural network architecture termed "Capsule Networks" (CapsNets), which offers an alternative to conventional Convolutional Neural Networks (CNNs). The authors, Sabour, Frosst, and Hinton, argue that traditional CNNs suffer from exponential inefficiencies in generalizing to novel viewpoints and handling overlapping objects. CapsNets aim to address these inefficiencies by encapsulating detailed geometric information within their structure and employing a dynamic routing mechanism to identify the relationships between features at lower and higher levels of abstraction.

Concept of Capsules

In CapsNets, a capsule is defined as a group of neurons whose activity vector represents both the probability of the existence of an entity (e.g., an object or object part) and the instantiation parameters (e.g., pose, size, orientation). The length of this activity vector denotes the probability of the entity’s existence, while its orientation encodes various properties of the entity. This is a departure from traditional feature detectors used in CNNs, which typically output scalars.

Dynamic Routing Mechanism

The pivotal innovation in this paper is the dynamic routing-by-agreement mechanism. In this framework, lower-level capsules predict the outputs of higher-level capsules through transformation matrices. The agreement between these predictions and the actual outputs of higher-level capsules is measured using the scalar product. The coefficients used for routing outputs from lower-level to higher-level capsules are iteratively adjusted based on this agreement. Capsules whose predicted outputs align well with those of higher-level capsules have their routing coefficients increased, thereby dynamically forming a parse tree for each input image. This dynamic routing is significantly more sophisticated than the static routing of max-pooling used in CNNs, and it effectively implements the explaining-away phenomenon required for segmenting overlapping objects.

Network Architecture

The architecture of CapsNets is designed to maintain spatial hierarchies while avoiding the loss of spatial information inherent in max-pooling. In this model, the initial layers are convolutional, which extract low-level feature vectors, termed "primary capsules." These capsules undergo dynamic routing to form more abstract "digit capsules" that represent entire digits or objects. The length of the vector output from these digit capsules signifies the presence of a digit. A novel "squashing" function is employed to ensure that output vectors are less than a unit length, thereby effectively representing the probability of an entity’s existence.

Margin Loss and Regularization

CapsNets utilize a margin loss function specifically crafted for multi-class classification. This margin loss ensures that only the relevant digit capsules have long activity vectors and penalizing incorrect predictions. To encourage the network to learn a robust representation of the input, a reconstruction regularizer is used. The most probable digit capsule output is masked, and a decoder network attempts to reconstruct the input image using this output. Minimizing the reconstruction error aids in enforcing meaningful instantiation parameters in the capsule’s activity vector.

Performance on MNIST and MultiMNIST

CapsNets achieve state-of-the-art performance on the MNIST dataset, demonstrating a test error of 0.25%, which is competitive with deeper traditional networks. More importantly, CapsNets excel in tasks involving highly overlapping digits, as showcased on the MultiMNIST dataset. The ability of CapsNets to segment and recognize multiple overlapping digits distinguishes them from traditional CNNs, which typically struggle in such scenarios. The paper demonstrates successful segmentation and reconstruction of overlapping digits, highlighting the efficacy of the dynamic routing mechanism in correctly routing information based on spatial hierarchies.

Generalization and Robustness

The hierarchical structure and dynamic routing in CapsNets also exhibit improved generalization to novel viewpoints and robustness to affine transformations. Tests on datasets like CIFAR-10, smallNORB, and SVHN reveal that while CapsNets are competitive, their performance can be constrained by their inherent expectation to model clutter, a challenge shared with generative models.

Implications and Future Directions

The introduction of CapsNets has significant implications for the field of computer vision, particularly in problems involving viewpoint variations and object occlusions. The routing-by-agreement paradigm presents a compelling mechanism for dynamically allocating computational resources, resulting in more efficient feature learning and robust object recognition capabilities.

Future research directions may involve scaling up CapsNets to more complex datasets, investigating alternative routing algorithms, or integrating CapsNets into broader machine learning frameworks. Given the promising results and the novel conceptual foundation laid by this work, CapsNets are poised to engender further explorations and refinements in the neural network landscape. They represent a structured approach towards achieving more interpretable and hierarchical models, which remain a critical pursuit in advancing artificial intelligence.

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