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Joint Face Alignment and 3D Face Reconstruction with Application to Face Recognition (1708.02734v2)

Published 9 Aug 2017 in cs.CV

Abstract: Face alignment and 3D face reconstruction are traditionally accomplished as separated tasks. By exploring the strong correlation between 2D landmarks and 3D shapes, in contrast, we propose a joint face alignment and 3D face reconstruction method to simultaneously solve these two problems for 2D face images of arbitrary poses and expressions. This method, based on a summation model of 3D faces and cascaded regression in 2D and 3D shape spaces, iteratively and alternately applies two cascaded regressors, one for updating 2D landmarks and the other for 3D shape. The 3D shape and the landmarks are correlated via a 3D-to-2D mapping matrix, which is updated in each iteration to refine the location and visibility of 2D landmarks. Unlike existing methods, the proposed method can fully automatically generate both pose-and-expression-normalized (PEN) and expressive 3D faces and localize both visible and invisible 2D landmarks. Based on the PEN 3D faces, we devise a method to enhance face recognition accuracy across poses and expressions. Both linear and nonlinear implementations of the proposed method are presented and evaluated in this paper. Extensive experiments show that the proposed method can achieve the state-of-the-art accuracy in both face alignment and 3D face reconstruction, and benefit face recognition owing to its reconstructed PEN 3D face.

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Authors (4)
  1. Feng Liu (1212 papers)
  2. Qijun Zhao (46 papers)
  3. Xiaoming Liu (145 papers)
  4. Dan Zeng (54 papers)
Citations (165)

Summary

Joint Face Alignment and 3D Face Reconstruction with Application to Face Recognition

The paper proposes a method that addresses two traditionally separate tasks in facial analysis: face alignment and 3D face reconstruction. The researchers establish a framework utilizing the correlation between 2D facial landmarks and 3D face shapes to concurrently solve these problems for 2D face images of arbitrary pose and expression. The core of this method is a series of cascaded regressors working iteratively to update both 2D landmarks and a 3D face shape. A novel element is the iterative update of a 3D-to-2D mapping matrix, enhancing the localization of visible and occluded landmarks.

The final output includes both pose-and-expression-normalized (PEN) faces and faces with expressions intact, proving useful for improving face recognition performance despite pose and expression variation. The paper presents linear and nonlinear implementations, both achieving state-of-the-art accuracy against established methods on multiple datasets, including BU3DFE, AFLW, and CFP. Experimental results demonstrate robust accuracy across various poses and expressions, with the method consistently outperforming existing approaches in reconstructing 3D face shapes and improving recognition accuracy.

The implications of this paper are significant for areas requiring facial analysis under varied conditions. The integration of face alignment within 3D reconstruction processes illustrates advancements in solving visibility challenges under extreme facial poses. Practically, this framework enhances facial recognition systems to counter pose and expression variations that traditionally impede recognition across environments. Theoretically, it fosters an improved understanding of the 2D-3D correlations in facial structures, inspiring potential cross-modal developments in AI-driven biometrics.

Future developments might extend the nonlinear implementations, leveraging deep learning architectures for finer results. Additionally, exploring larger-scale datasets could refine the robustness of this method against diverse racial and lighting conditions. As AI continues to evolve, frameworks like this stand to deepen integration between facial analysis technology and real-world application needs, setting substantive benchmarks for the industry.