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Capacity Comparison between MIMO-NOMA and MIMO-OMA with Multiple Users in a Cluster (1706.02731v1)

Published 8 Jun 2017 in cs.IT and math.IT

Abstract: In this paper, the performance of multiple-input multiple-output non-orthogonal multiple access (MIMO-NOMA) is investigated when multiple users are grouped into a cluster. The superiority of MIMO-NOMA over MIMO orthogonal multiple access (MIMO-OMA) in terms of both sum channel capacity and ergodic sum capacity is proved analytically. Furthermore, it is demonstrated that the more users are admitted to a cluster, the lower is the achieved sum rate, which illustrates the tradeoff between the sum rate and maximum number of admitted users. On this basis, a user admission scheme is proposed, which is optimal in terms of both sum rate and number of admitted users when the signal-to-interference-plus-noise ratio thresholds of the users are equal. When these thresholds are different, the proposed scheme still achieves good performance in balancing both criteria. Moreover, under certain conditions,it maximizes the number of admitted users. In addition, the complexity of the proposed scheme is linear to the number of users per cluster. Simulation results verify the superiority of MIMO-NOMA over MIMO-OMA in terms of both sum rate and user fairness, as well as the effectiveness of the proposed user admission scheme.

Citations (302)

Summary

  • The paper analytically demonstrates that MIMO-NOMA achieves higher sum and ergodic capacities than MIMO-OMA under identical power splits.
  • It employs rigorous numerical simulations confirming MIMO-NOMA's enhanced performance across varying user counts and SINR thresholds.
  • The study introduces an optimal user admission scheme that balances sum rate with fairness, offering scalable insights for multi-user wireless networks.

Overview of Capacity Comparison between MIMO-NOMA and MIMO-OMA

This paper provides a rigorous analytical comparison between Multiple-Input Multiple-Output Non-Orthogonal Multiple Access (MIMO-NOMA) and Multiple-Input Multiple-Output Orthogonal Multiple Access (MIMO-OMA) when multiple users are grouped into a cluster. The authors meticulously demonstrate the superiority of MIMO-NOMA over MIMO-OMA in terms of both sum channel capacity and ergodic sum capacity. The investigation explores varying user admission schemes and signal-to-interference-plus-noise ratio (SINR) thresholds, providing robust evidence that the performance of MIMO-NOMA is consistently superior.

Analytical Results

The paper proves analytically that MIMO-NOMA achieves higher capacities than MIMO-OMA under identical power splits. MIMO-NOMA's ability to manage multiple users within a cluster through superposition coding and successive interference cancellation (SIC) results in a greater balance between sum rate and fairness compared to conventional OMA, which allocates more resources to users with better channel conditions. The use of equal SINR thresholds for all users further amplifies MIMO-NOMA's effectiveness in maximizing user fairness and capacity.

Numerical Validation

Numerical simulations corroborate the analytical outcomes, verifying MIMO-NOMA’s superior performance across various scenarios, including different numbers of users per cluster and power allocations. Notably, for configurations involving two or three users, MIMO-NOMA outperforms MIMO-OMA, underscoring its advantage in complex multi-user environments. The simulations are consistent with theoretical predictions, reflecting MIMO-NOMA’s enhanced performance despite increased user complexity.

User Admission Implications

The proposed user admission scheme is a significant contribution of this research, ensuring optimal results concerning the number of admitted users and the sum rate, especially when SINR thresholds are uniform. This scheme balances the trade-off between sum rate and user admissions efficiently, exhibiting linear complexity relative to the number of cluster users. In practical terms, this translates to improved scalability and reduced complexity in real-world deployments.

Theoretical and Practical Implications

The theoretical findings establish a precedent for future research to explore enhanced modulation and coding schemes within MIMO-NOMA frameworks. Practically, this research could influence how next-generation wireless networks manage the trade-off between user fairness and spectral efficiency, impacting the design of algorithms for 5G systems and beyond.

Future Directions

The research points towards several future directions: refining power allocation techniques to enhance fairness further, extending analysis to larger clusters with variable SINR thresholds, and experimentally validating the proposed schemes in distributed antenna systems. These avenues could potentially unveil more nuanced understandings of MIMO-NOMA capabilities and inform the development of robust multi-user access frameworks.

In conclusion, this paper provides a comprehensive and mathematically substantiated analysis of MIMO-NOMA and MIMO-OMA capacities. The findings reveal that MIMO-NOMA's spectral efficiency and user fairness make it a compelling choice for multi-user communication systems, underscoring its potential role in shaping future wireless network architectures.