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Variational Sequential Monte Carlo (1705.11140v2)

Published 31 May 2017 in stat.ML, stat.CO, and stat.ME

Abstract: Many recent advances in large scale probabilistic inference rely on variational methods. The success of variational approaches depends on (i) formulating a flexible parametric family of distributions, and (ii) optimizing the parameters to find the member of this family that most closely approximates the exact posterior. In this paper we present a new approximating family of distributions, the variational sequential Monte Carlo (VSMC) family, and show how to optimize it in variational inference. VSMC melds variational inference (VI) and sequential Monte Carlo (SMC), providing practitioners with flexible, accurate, and powerful Bayesian inference. The VSMC family is a variational family that can approximate the posterior arbitrarily well, while still allowing for efficient optimization of its parameters. We demonstrate its utility on state space models, stochastic volatility models for financial data, and deep Markov models of brain neural circuits.

Citations (208)

Summary

  • The paper introduces VSMC, merging variational inference with sequential Monte Carlo to achieve efficient and accurate Bayesian posterior approximations.
  • It leverages a variational lower bound to optimize proposal distributions, outperforming standard SMC methods such as the Bootstrap Particle Filter on key benchmarks.
  • VSMC demonstrates scalability and theoretical robustness by progressively closing the gap between the surrogate ELBO and true model log-likelihood in high-dimensional settings.

Variational Sequential Monte Carlo: A Technical Overview

In this paper, the authors introduce a novel method called Variational Sequential Monte Carlo (VSMC), which melds the principles of Variational Inference (VI) and Sequential Monte Carlo (SMC) to enhance the accuracy and flexibility of Bayesian inference processes. This method is particularly relevant for dealing with complex probabilistic models that arise from high-dimensional data often seen in domains such as finance and neuroscience.

Methodology

The core contribution of VSMC lies in its ability to construct an approximating distribution family that can efficiently capture the posterior distribution with high fidelity while maintaining computational efficiency. Traditional SMC methods approximate posteriors using a finite set of weighted particles, whereas VSMC innovatively allows these particles to be part of a variational family, optimizing not just for posterior approximation but also for practical computation.

The VSMC framework operates by sampling from a parameterized proposal distribution and utilizing SMC techniques to approximate the distribution of latent variables through weighted particles. Notably, VSMC leverages a variational lower bound to optimize the parameters of the proposal distribution, ensuring efficient and accurate posterior approximation.

Empirical Evaluations

The paper presents several experiments illustrating the efficacy of VSMC. In linear Gaussian state space models, VSMC outperforms standard SMC methods, such as the Bootstrap Particle Filter, by achieving a tighter evidence lower bound (ELBO). Moreover, VSMC is shown to approach the performance of the optimal proposal SMC, which is significant given that the latter often relies on unavailable ideal proposals in real-world applications.

Further evaluations are performed on stochastic volatility models for financial datasets and deep Markov models of neural circuits. In the financial datasets, VSMC consistently demonstrates superior ELBO scores compared to competing methods, including IWAE and structured VI. The superiority of VSMC is particularly evident as the complexity of the data increases, underscoring its applicability to real-world, high-dimensional problems.

In neural data applications, VSMC's convergence speed is remarkable, achieving highly accurate inferences with reduced computational resources compared to IWAE. This efficiency is crucial for handling large temporal datasets in computational neuroscience and similar fields.

Theoretical Implications

Theoretically, VSMC offers compelling improvements. One significant aspect is its ability to achieve arbitrarily accurate approximations by scaling the number of particles with the length of the data sequence. This scaling property ensures that the VSMC approximation remains robust even as the sequence length increases, a limitation that affects many variational approaches like IWAE when sequence length increases.

Additionally, the paper demonstrates through theoretical results that VSMC can progressively close the gap between the surrogate ELBO and the true model log-likelihood, ideal conditions for variational inference.

Future Directions

The introduction of VSMC sets the stage for further enhancements in variational methods employed in probabilistic modeling. Future research directions could explore the integration of richer, more complex proposal distributions within the VSMC framework, potentially leveraging advanced deep learning architectures to automatically shape proposals based on observed data patterns.

Moreover, there is a compelling case to investigate the potential applications of VSMC in other challenging domains that require robust posterior estimation, such as in reinforcement learning and causal inference, where dynamic and adaptable modeling is critical.

Conclusion

Overall, Variational Sequential Monte Carlo represents a significant contribution to the Bayesian inference toolkit, blending the strengths of SMC with modern variational techniques. By effectively balancing fidelity to the posterior with computational costs, VSMC sets a new benchmark for inference in complex probabilistic models, promising substantial impacts across multiple scientific disciplines where such modeling is indispensable.