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A Reinforcement Learning Approach to Weaning of Mechanical Ventilation in Intensive Care Units (1704.06300v1)

Published 20 Apr 2017 in cs.AI

Abstract: The management of invasive mechanical ventilation, and the regulation of sedation and analgesia during ventilation, constitutes a major part of the care of patients admitted to intensive care units. Both prolonged dependence on mechanical ventilation and premature extubation are associated with increased risk of complications and higher hospital costs, but clinical opinion on the best protocol for weaning patients off of a ventilator varies. This work aims to develop a decision support tool that uses available patient information to predict time-to-extubation readiness and to recommend a personalized regime of sedation dosage and ventilator support. To this end, we use off-policy reinforcement learning algorithms to determine the best action at a given patient state from sub-optimal historical ICU data. We compare treatment policies from fitted Q-iteration with extremely randomized trees and with feedforward neural networks, and demonstrate that the policies learnt show promise in recommending weaning protocols with improved outcomes, in terms of minimizing rates of reintubation and regulating physiological stability.

Citations (161)

Summary

  • The paper explores using off-policy reinforcement learning (FQI) with historical ICU data to create a dynamic decision-support system for optimizing mechanical ventilation weaning.
  • It details the methodology involving a 32-dimensional state space, 8 discrete actions for ventilator/sedation settings, and a reward function focused on time on ventilation and physiological stability.
  • Results from testing on the MIMIC III database indicate the RL approach has potential to improve reintubation rates and vital stability compared to existing methods, despite acknowledging challenges in real-world implementation.

A Reinforcement Learning Approach to Weaning of Mechanical Ventilation in Intensive Care Units

This paper examines the application of reinforcement learning (RL) methodologies to the task of weaning patients off mechanical ventilation in intensive care units (ICUs). It introduces an innovative decision support system designed to optimize extubation timing while recommending personalized sedation and ventilator settings. The underlying challenge addressed is the variable clinical opinions regarding the weaning protocols, amid evidence of adverse effects arising from both premature extubation and prolonged mechanical ventilation.

In the ICU context, mechanical ventilation is a prevalent and costly intervention, crucial for patients suffering from conditions such as acute respiratory failure. A critical aspect of patient management is sedation, requiring tailoring to individual patient responses due to inter-patient variability. Effective weaning from mechanical ventilation, defined as transitioning a patient to spontaneous breathing, is hindered by the lack of consensus on optimal weaning protocols, attributed to high variability in outcomes across patients and subpopulations.

The authors employ an off-policy reinforcement learning approach, particularly fitted Q-iteration (FQI), using both decision trees and neural networks as the regressor frameworks to develop a policy from historical ICU data. This choice recognizes the complex, sequential decision-making nature of the weaning process, which involves multiple physiological parameters, sedation levels, and ventilator settings. A significant innovation is the adoption of a higher temporal resolution for analyzing patient data, supported by Gaussian processes for the imputation of vital sign measurements, allowing for accurate modeling of patient states and consequent actions.

The experimental evaluation leverages the MIMIC III database, a rich source of ICU data, to train and validate the model. The state representation is comprehensive, encompassing a 32-dimensional feature vector for each patient, integrating demographics, vital signs, and ventilator and sedation parameters. The action space consists of eight discrete actions combining ventilator and sedation settings. Critical to the training process is the design of a reward function encapsulating the time on ventilation and physiological stability, penalizing failed extubations or unnecessary reintubations, which are integral to optimal outcomes.

Results demonstrate that the reinforcement learning approach shows efficacy in recommending policies that minimize reintubation rates and enhance vital stability, outperforming existing clinical strategies. Both FQI with extremely randomized trees and neural networks exhibit potential, although issues such as reward shaping sensitivity and bias from sub-optimal data timing are acknowledged, suggesting avenues for further refinement using techniques like inverse reinforcement learning.

This research highlights the potential of RL to significantly impact ICUs by transitioning from static weaning protocols to dynamic, patient-specific decision-making aids. However, translating these findings into clinical settings necessitates addressing challenges in reward function fidelity and policy evaluation bias. Future developments might focus on expanding state and action representations and refining probabilistic policy criteria, potentially driving AI's role in critical care decision-support systems to benefit patient outcomes and optimize hospital resources.

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