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"Open Innovation" and "Triple Helix" Models of Innovation: Can Synergy in Innovation Systems Be Measured? (1607.08090v2)

Published 24 May 2016 in cs.CY and cs.DL

Abstract: The model of "Open Innovations" (OI) can be compared with the "Triple Helix of University-Industry-Government Relations" (TH) as attempts to find surplus value in bringing industrial innovation closer to public R&D. Whereas the firm is central in the model of OI, the TH adds multi-centeredness: in addition to firms, universities and (e.g., regional) governments can take leading roles in innovation eco-systems. In addition to the (transversal) technology transfer at each moment of time, one can focus on the dynamics in the feedback loops. Under specifiable conditions, feedback loops can be turned into feedforward ones that drive innovation eco-systems towards self-organization and the auto-catalytic generation of new options. The generation of options can be more important than historical realizations ("best practices") for the longer-term viability of knowledge-based innovation systems. A system without sufficient options, for example, is locked-in. The generation of redundancy -- the Triple Helix indicator -- can be used as a measure of unrealized but technologically feasible options given a historical configuration. Different coordination mechanisms (markets, policies, knowledge) provide different perspectives on the same information and thus generate redundancy. Increased redundancy not only stimulates innovation in an eco-system by reducing the prevailing uncertainty; it also enhances the synergy in and innovativeness of an innovation system.

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Authors (2)
  1. Loet Leydesdorff (196 papers)
  2. Inga Ivanova (14 papers)
Citations (127)

Summary

  • The paper demonstrates that Open Innovation leverages external ideas by enabling firms to integrate outside knowledge dynamically.
  • The paper reveals that the Triple Helix model fosters synergistic collaboration among universities, industries, and governments through interactive feedback loops.
  • The paper introduces redundancy as a key indicator for sustainable innovation, highlighting unrealized yet feasible technological options.

The paper examines and compares two prominent models of innovation: Open Innovations (OI) and the Triple Helix (TH) of University-Industry-Government Relations. Both models endeavor to integrate industrial innovation more closely with public research and development, but they do so through different organizational structures and dynamics.

In the OI model, the primary emphasis is placed on the firm as the central entity driving innovation. This model fosters a paradigm in which firms leverage external ideas and technologies to enhance and expedite their own innovation processes. OI thus emphasizes the permeability of organizational boundaries, allowing for a more fluid exchange of knowledge and technology.

Conversely, the TH model introduces a multi-centric approach where universities and governments, alongside firms, play pivotal roles in the innovation ecosystem. The TH model emphasizes the dynamic and interactive relationships among these three institutional spheres, facilitating a more collaborative approach to innovation. This diffusion of leadership roles among various stakeholders is posited to induce a greater level of synergy within innovation systems.

The paper underscores a key distinction between the static view of technology transfer and a dynamic perspective focused on feedback loops. Technology transfer is typically viewed as a transversal process occurring at discrete points in time. However, the authors argue for the importance of feedback loops which, under certain conditions, can evolve into feedforward mechanisms that propel innovation ecosystems towards self-organization. This recursive dynamic is crucial for the autopoietic generation of new technological and knowledge-based options.

A critical contribution of the paper is its emphasis on the importance of generating options for the sustainability of innovation systems. It contends that an innovation system that lacks sufficient exploratory options may become "locked-in," stifling long-term viability. This leads to the paper's introduction of the concept of redundancy as an indicator within the TH model. Redundancy, in this context, refers to the array of unrealized but technologically feasible options that exist outside current practices. By fostering redundancy, ecosystems reduce uncertainty, stimulate innovation, and enhance overall system synergy.

In essence, the paper proposes that different coordination mechanisms—whether market-driven, policy-oriented, or knowledge-based—provide varied perspectives on the same informational substrate, consequently generating redundancy. This redundancy not only mitigates uncertainty but also catalyzes a more robust and dynamic environment for innovation.

Overall, the authors make a compelling case for the value of both the OI and TH models, while promoting a deeper understanding of the systemic dynamics that underlie successful innovation ecosystems.