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On Probabilistic Shaping of Quadrature Amplitude Modulation for the Nonlinear Fiber Channel (1606.04073v2)

Published 13 Jun 2016 in cs.IT and math.IT

Abstract: Different aspects of probabilistic shaping for a multi-span optical communication system are studied. First, a numerical analysis of the additive white Gaussian noise (AWGN) channel investigates the effect of using a small number of input probability mass functions (PMFs) for a range of signal-to-noise ratios (SNRs), instead of optimizing the constellation shaping for each SNR. It is shown that if a small penalty of at most 0.1 dB SNR to the full shaping gain is acceptable, just two shaped PMFs are required per quadrature amplitude modulation (QAM) over a large SNR range. For a multi-span wavelength division multiplexing (WDM) optical fiber system with 64QAM input, it is shown that just one PMF is required to achieve large gains over uniform input for distances from 1,400 km to 3,000 km. Using recently developed theoretical models that extend the Gaussian noise (GN) model and full-field split-step simulations, we illustrate the ramifications of probabilistic shaping on the effective SNR after fiber propagation. Our results show that, for a fixed average optical launch power, a shaping gain is obtained for the noise contributions from fiber amplifiers and modulation-independent nonlinear interference (NLI), whereas shaping simultaneously causes a penalty as it leads to an increased NLI. However, this nonlinear shaping loss is found to have a relatively minor impact, and optimizing the shaped PMF with a modulation-dependent GN model confirms that the PMF found for AWGN is also a good choice for a multi-span fiber system.

Citations (279)

Summary

  • The paper demonstrates that a limited set of input probability mass functions can yield substantial probabilistic shaping gains across a wide range of signal-to-noise ratios in nonlinear optical fiber channels.
  • It employs both theoretical models and simulations to analyze the trade-off where shaping reduces linear noise but slightly increases modulation-dependent nonlinear interference, particularly around optimal launch powers.
  • The research suggests that using only one or two well-chosen probability mass functions per modulation format suffices for practical implementation, significantly simplifying system design for future high-capacity networks.

An Analytical Perspective on Probabilistic Shaping for Nonlinear Optical Fiber Channels

The paper "On Probabilistic Shaping of Quadrature Amplitude Modulation for the Nonlinear Fiber Channel" undertakes a rigorous analysis of the effectiveness of probabilistic shaping for Quadrature Amplitude Modulation (QAM) in the context of nonlinear optical fiber channels. Through both theoretical models and numerical simulations, the authors unravel the dual aspects of shaping: its potential to improve Signal-to-Noise Ratio (SNR) and its propensity to induce nonlinear interference noise.

The investigation primarily focuses on demonstrating that a limited number of input probability mass functions (PMFs) can significantly achieve shaping gains across a broad range of SNRs in a multi-span wavelength division multiplexing (WDM) system. Specifically, for 64QAM systems, a single well-chosen PMF is shown to suffice for spans between 1,400 km and 3,000 km. This finding suggests a simplified implementation strategy for practical systems by reducing the computational burden associated with optimizing input PMFs for individual SNR values.

Probabilistic shaping is successful in exploiting the channel's capacity by adjusting the PMFs of QAM symbols in a manner that optimizes the achievable information rate (AIR). This technique leverages a uniform constellation while varying symbol probabilities, contrasting it with geometric shaping, which uses nonuniform constellations with equal probability symbols. The results illustrate that probabilistic shaping provides SNR gains consistent with the theoretical ultimate shaping gain of 1.53 dB for the additive white Gaussian noise (AWGN) channel.

The paper further contributes to the field by employing recently developed modulation-dependent Gaussian noise models alongside full-field split-step Fourier method simulations. These models serve to dissect the inherent trade-offs in applying shaping to nonlinear fiber channels: while the shaped PMF reduces linear noise from amplifiers and modulation-independent nonlinear interference, it simultaneously elevates modulation-dependent nonlinear interference. Nonetheless, this negative implication is marginal around optimal launch powers and can therefore be managed in practical systems.

By using a Gaussian noise (GN) model as a theoretical backdrop, the authors thoroughly analyze the efficacy of Maxwell-Boltzmann (MB) distributions in maintaining Air Rate (AIR) efficiency for shaped QAM inputs. They perform a sensitivity analysis that explores the relationship between the SNR mismatch, arising due to differences between shaping SNR and channel SNR, and the achievable rate performance. It emerges that even with SNR offsets, substantial shaping gains can still be realized, thereby endorsing the robustness of the MB-based approach in handling systemic variations.

Practically, this research puts forth substantial evidence that the choice of just two PMFs per modulation format suffices to harness most of the potential gains from shaping. Hence, there is a clear indication that such a strategy might streamline implementation in fiber-optic communication systems by sparing the laborious efforts required for real-time PMF adaptation.

The implications of this research extend to evolving robust modulation strategies that could underpin future advances in optical communication systems. The delineation of a systematic approach for shaping in nonlinear environments offers a pathway for combating the degrading effects of nonlinearities, a persistent issue in WDM systems. Future work could explore the integration of time-domain shaping approaches and further optimization in multidimensional signal spaces, responding to the growing demands for higher spectral efficiencies in advanced fiber-optic networks.

In conclusion, this paper stands as a pivotal analytical contribution towards understanding and leveraging probabilistic shaping in nonlinear fiber channels, advocating for simplified yet effective implementations in the design of future high-capacity optical networks.