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Continuous Deep Q-Learning with Model-based Acceleration (1603.00748v1)

Published 2 Mar 2016 in cs.LG, cs.AI, cs.RO, and cs.SY

Abstract: Model-free reinforcement learning has been successfully applied to a range of challenging problems, and has recently been extended to handle large neural network policies and value functions. However, the sample complexity of model-free algorithms, particularly when using high-dimensional function approximators, tends to limit their applicability to physical systems. In this paper, we explore algorithms and representations to reduce the sample complexity of deep reinforcement learning for continuous control tasks. We propose two complementary techniques for improving the efficiency of such algorithms. First, we derive a continuous variant of the Q-learning algorithm, which we call normalized adantage functions (NAF), as an alternative to the more commonly used policy gradient and actor-critic methods. NAF representation allows us to apply Q-learning with experience replay to continuous tasks, and substantially improves performance on a set of simulated robotic control tasks. To further improve the efficiency of our approach, we explore the use of learned models for accelerating model-free reinforcement learning. We show that iteratively refitted local linear models are especially effective for this, and demonstrate substantially faster learning on domains where such models are applicable.

Continuous Deep Q-Learning with Model-based Acceleration

The paper "Continuous Deep Q-Learning with Model-based Acceleration" by Shixiang Gu et al. addresses challenges in the sample complexity inherent in model-free deep reinforcement learning (RL), particularly for continuous control tasks. The authors propose a novel approach to make Q-learning applicable to continuous action spaces and introduce techniques to integrate model-based elements to enhance sample efficiency.

Overview of Contributions

  1. Normalized Advantage Functions (NAF): The central innovation of the paper is the introduction of Normalized Advantage Functions (NAF), a variant of the Q-learning algorithm designed for continuous action spaces. Unlike conventional policy gradient and actor-critic methods, NAF allows Q-learning to be directly applied to continuous tasks without requiring a second actor or policy function. This simplification reduces the computational burden and improves the sample efficiency when employing high-dimensional function approximators such as deep neural networks.
  2. Model-based Acceleration: To further enhance efficiency, the paper explores the integration of learned models into the reinforcement learning process. The proposed approach involves iteratively refitting local linear models to the current batch of on-policy or off-policy rollouts, leveraging these models to generate additional synthetic experience—termed "imagination rollouts." This method can provide substantial sample complexity improvements, especially in scenarios where accurate local models can be learned.

Numerical Results and Claims

The empirical evaluation spans multiple simulated robotic control tasks using the MuJoCo simulator. Key findings include:

  • NAF vs. DDPG:

NAF outperformed the Deep Deterministic Policy Gradient (DDPG) algorithm on most of the benchmark tasks, particularly those requiring precise control. For instance, in the three-joint reacher task and peg insertion task, NAF demonstrated smoother and more stable performance at achieving target positions.

  • Model-based Enhancements:

The incorporation of imagination rollouts yielded significant gains in sample efficiency. For example, on tasks such as the reacher and gripper, using imagination rollouts with accurately learned local linear models achieved faster convergence compared to solely model-free approaches.

The results substantiate the claims that model-free RL can be significantly accelerated by blending model-based elements, provided the learned models are sufficiently accurate. Specifically, using simple, iteratively fit local linear models was effective, whereas more complex neural network models for dynamics did not yield substantial benefits due to their higher data requirements.

Practical and Theoretical Implications

Practically, the proposed NAF and model-based acceleration techniques hold potential for reducing the time and computational resources needed to train policies for real-world continuous control tasks, such as robotics. The reduced sample complexity directly translates to fewer real-world interactions, which is crucial for applications involving physical systems where data collection is costly and time-consuming.

Theoretically, the paper furthers the understanding of how Q-learning can be adapted for continuous action spaces, offering a viable alternative to actor-critic methods. The NAF's quadratic advantage function not only ensures simplicity in optimization but also enables adaptive exploration strategies that can significantly influence learning dynamics.

Speculation on Future Developments in AI

Looking forward, future research could explore several extensions of this work:

  • Non-quadratic Advantage Functions:

Investigate more expressive parameterizations of the advantage function to address the limitations of quadratic approximations, potentially enabling better exploration of multimodal action spaces.

  • Robust Model-based Components:

Develop more robust methods for integrating complex learned models, including neural network-based dynamics, to retain model-based benefits even in high-dimensional, complex domains.

  • Real-world Applications:

Translate these techniques to more sophisticated real-world robotic systems, extending beyond simulations to tangible tasks in autonomous driving or advanced manufacturing.

In conclusion, the paper presents a significant step forward in enhancing the efficiency of continuous deep reinforcement learning by effectively combining model-free and model-based paradigms. The proposed methods offer compelling improvements in sample efficiency, reflecting both practical advancements and theoretical insights that could shape future research and applications in the domain of AI and robotics.

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Authors (4)
  1. Shixiang Gu (23 papers)
  2. Timothy Lillicrap (60 papers)
  3. Ilya Sutskever (58 papers)
  4. Sergey Levine (531 papers)
Citations (990)