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Guaranteed Matrix Completion via Non-convex Factorization (1411.8003v3)

Published 28 Nov 2014 in cs.LG

Abstract: Matrix factorization is a popular approach for large-scale matrix completion. The optimization formulation based on matrix factorization can be solved very efficiently by standard algorithms in practice. However, due to the non-convexity caused by the factorization model, there is a limited theoretical understanding of this formulation. In this paper, we establish a theoretical guarantee for the factorization formulation to correctly recover the underlying low-rank matrix. In particular, we show that under similar conditions to those in previous works, many standard optimization algorithms converge to the global optima of a factorization formulation, and recover the true low-rank matrix. We study the local geometry of a properly regularized factorization formulation and prove that any stationary point in a certain local region is globally optimal. A major difference of our work from the existing results is that we do not need resampling in either the algorithm or its analysis. Compared to other works on nonconvex optimization, one extra difficulty lies in analyzing nonconvex constrained optimization when the constraint (or the corresponding regularizer) is not "consistent" with the gradient direction. One technical contribution is the perturbation analysis for non-symmetric matrix factorization.

Citations (439)

Summary

  • The paper demonstrates that common optimization algorithms for non-convex factorization reliably converge to the global optimum under certain conditions.
  • It employs local geometry and perturbation analysis to establish linear recovery of low-rank matrices from incomplete data.
  • These findings enable scalable matrix completion in large-scale settings while eliminating the computational overhead of resampling.

An Analytical Framework for Non-convex Matrix Completion via Non-convex Factorization

The paper "Guaranteed Matrix Completion via Non-convex Factorization" by Ruoyu Sun and Zhi-Quan Luo provides a significant theoretical analysis of non-convex matrix factorization methods for matrix completion. The authors pursue a comprehensive understanding of these non-convex formulations, which, despite their empirical success, remain theoretically underexplored when compared to convex alternatives such as those leveraging the nuclear norm.

Key Contributions

The paper's primary contribution is demonstrating that several standard optimization algorithms, including gradient descent and stochastic gradient descent (SGD), can reliably converge to the global optima of a matrix factorization model under certain conditions. The authors establish a theoretical backdrop that guarantees recovery of the true low-rank matrix without the need for algorithmic resampling used in prior works, such as those necessitated by resampling schemes.

Core Theoretical Insights

The authors achieve this by analyzing the local geometry around stationary points, proving that these points are often globally optimal. A primary technical challenge is addressed: analyzing non-convex constrained optimization where the constraint is misaligned with the gradient direction. Notably, the paper introduces perturbation analysis techniques for non-symmetric matrix factorization, shedding light on the treatment of constraints through regularization without inducing inconsistency in gradient directionality.

Critical Findings

The paper's results show that given a rank-r matrix satisfying an incoherence condition, many classical optimization algorithms applied to the matrix factorization model converge linearly to achieve matrix completion. The central theoretical guarantee obtained eliminates the dependency on the resampling scheme, which has been a staple in previous works, particularly those focusing on phase retrieval and alternating minimization.

Implications and Future Directions

The results have substantial implications, presenting a framework that assures convergence in distributed or large-scale settings—a crucial factor considering the arising challenges with computational costs as data size scales. This work suggests a broader application range for non-convex matrix factorization in matrix completion tasks, with a lower computational footprint and without the resampling overhead.

Looking to the future, the methodologies detailed in the paper may inspire further research into the intricacies of non-convex formulations in low-rank recovery problems. Moreover, potential enhancements in initialization procedures and greater sample efficiency could bridge any remaining gaps between theoretical and empirical performance. Furthermore, extending these results to more generalized forms of non-linear and non-convex factorization models could unlock new possibilities in large-scale machine learning and data recovery applications, where data constraint handling and optimization scalability are vital.

Conclusion

This paper presents an invaluable theoretical advancement in understanding the non-convex matrix factorization approach to matrix completion. By eschewing the requirement for resampling and fortifying analytical assurances of achieving global optima, the authors lay the groundwork for continued innovations in non-convex optimization methods in matrix completion, promising enhancements in both algorithmic efficiency and theoretical rigor.