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Understanding Alternating Minimization for Matrix Completion (1312.0925v3)

Published 3 Dec 2013 in cs.LG, cs.DS, and stat.ML

Abstract: Alternating Minimization is a widely used and empirically successful heuristic for matrix completion and related low-rank optimization problems. Theoretical guarantees for Alternating Minimization have been hard to come by and are still poorly understood. This is in part because the heuristic is iterative and non-convex in nature. We give a new algorithm based on Alternating Minimization that provably recovers an unknown low-rank matrix from a random subsample of its entries under a standard incoherence assumption. Our results reduce the sample size requirements of the Alternating Minimization approach by at least a quartic factor in the rank and the condition number of the unknown matrix. These improvements apply even if the matrix is only close to low-rank in the Frobenius norm. Our algorithm runs in nearly linear time in the dimension of the matrix and, in a broad range of parameters, gives the strongest sample bounds among all subquadratic time algorithms that we are aware of. Underlying our work is a new robust convergence analysis of the well-known Power Method for computing the dominant singular vectors of a matrix. This viewpoint leads to a conceptually simple understanding of Alternating Minimization. In addition, we contribute a new technique for controlling the coherence of intermediate solutions arising in iterative algorithms based on a smoothed analysis of the QR factorization. These techniques may be of interest beyond their application here.

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Authors (1)
  1. Moritz Hardt (79 papers)
Citations (254)

Summary

Analyzing Alternating Minimization for Matrix Completion

The paper "Understanding Alternating Minimization for Matrix Completion" by Moritz Hardt provides a rigorous analysis of alternating minimization methods used in matrix completion problems. This field has garnered considerable interest due to its applications in collaborative filtering, such as the Netflix Prize, and quantum tomography. Alternating minimization is a heuristic approach that is traditionally valued for its empirical success rather than its theoretical backing. This paper attempts to bridge that gap by offering a robust theoretical framework supporting the effectiveness of this method under certain conditions.

Alternating minimization relies on iteratively updating approximations to factors of a target low-rank matrix. Specifically, given a matrix AA with a subset Ω\Omega of its entries known, the method begins with an initial approximation X0Y0TX_0Y_0^T and develops approximations to XX and YY in order to refine these iteratively by optimizing one factor while keeping the other fixed. This process is computationally efficient due to its low memory footprint and simple computations per iteration.

A significant contribution of the paper is its proposed algorithm that, under a standard incoherence assumption, substantially reduces the sample size requirements by at least a quartic factor in terms of matrix rank and condition number. This improvement is validated even for matrices that are merely close to low-rank in the Frobenius norm. The algorithm is noted for its near-linear time complexity in relation to the matrix dimensions, marking it as more efficient than subquadratic time algorithms with similar sample bounds.

The underlying innovation in this work is a refined analysis of a noisy version of the Power Method, traditionally used for computing the dominant singular vectors of a matrix. This method is leveraged to provide a simple conceptual understanding of alternating minimization. The paper further introduces a technique for controlling the coherence of intermediate solutions, which is based on a smoothed analysis of the QR factorization. The authors highlight the potential of these techniques for applications beyond matrix completion itself.

The implications of these results are profound, particularly in demonstrating that alternating minimization can match or even exceed the sample complexity bounds typically associated with nuclear norm minimization approaches while maintaining computational efficiency. This has potential ramifications for large-scale, real-world applications where computational resources are a key constraint.

Overall, this research provides new insights into the theoretical underpinnings of a popular heuristic, offering a roadmap for future developments in efficient, scalable algorithms for low-rank matrix completion problems. It sets a precedent for integrating robust theoretical analysis into the understanding and development of empirical heuristics within computer science and applied mathematics fields. This integration is crucial as researchers continue to seek solutions that not only perform well in practice but are also supported by strong theoretical guarantees.