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The Mathematical Relationship between Zipf's Law and the Hierarchical Scaling Law (1104.3199v2)

Published 16 Apr 2011 in physics.soc-ph

Abstract: The empirical studies of city-size distribution show that Zipf's law and the hierarchical scaling law are linked in many ways. The rank-size scaling and hierarchical scaling seem to be two different sides of the same coin, but their relationship has never been revealed by strict mathematical proof. In this paper, the Zipf's distribution of cities is abstracted as a q-sequence. Based on this sequence, a self-similar hierarchy consisting of many levels is defined and the numbers of cities in different levels form a geometric sequence. An exponential distribution of the average size of cities is derived from the hierarchy. Thus we have two exponential functions, from which follows a hierarchical scaling equation. The results can be statistically verified by simple mathematical experiments and observational data of cities. A theoretical foundation is then laid for the conversion from Zipf's law to the hierarchical scaling law, and the latter can show more information about city development than the former. Moreover, the self-similar hierarchy provides a new perspective for studying networks of cities as complex systems. A series of mathematical rules applied to cities such as the allometric growth law, the 2n principle and Pareto's law can be associated with one another by the hierarchical organization.

Citations (34)

Summary

  • The paper establishes a rigorous mathematical framework to convert Zipf's law into the hierarchical scaling law, demonstrating their equivalence through exponential transformations.
  • Empirical analysis using city population data from countries like the USA and China verifies the derived hierarchical scaling laws and supports the theoretical framework.
  • The findings provide deeper insights into urban hierarchies, potentially improving models for urban development, planning, and application to analogous complex systems.

An Examination of the Mathematical Relationship between Zipf’s Law and the Hierarchical Scaling Law

The paper by Yanguang Chen explores a mathematical linkage between two well-established phenomena in urban studies: Zipf’s law and the hierarchical scaling law. Both of these describe patterns observed in the size distribution of cities, yet until this work, their relationship had not been proven mathematically.

Key Contributions and Theoretical Insights

Chen significantly establishes a theoretical foundation to convert Zipf’s law into a hierarchical scaling law through a rigorous mathematical framework. This conversion is supported by empirical studies and offers a new perspective on urban hierarchies. The paper details how the Zipf distribution of cities is treated as a q-sequence, forming the basis for defining a self-similar hierarchy with multiple levels. The city sizes at different hierarchy levels follow exponential distributions, ultimately leading to the derivation of a hierarchical scaling equation.

The paper successfully demonstrates the mathematical equivalence between the hierarchical scaling law and Zipf’s law through a series of transformations involving exponential functions. The conversion suggests that hierarchical scaling laws can reveal more intricate details about urban development than Zipf’s alone.

Empirical and Numerical Verification

To substantiate the theoretical claims, Chen performs mathematical experiments and analyses data from city populations of countries such as the USA and China. The empirical evidence supports the derived hierarchical scaling laws, showing that rank-size distributions of cities can be framed within a hierarchical cascade structure. The empirical results affirm the theoretical expectations, with the cities’ distributions closely following the hierarchical scaling patterns suggested by the mathematical framework.

Implications and Future Directions

The implications of this research are profound for both theoretical urban studies and practical applications. By linking Zipf’s law with the hierarchical scaling law, researchers can gain deeper insights into the complex systems of urban hierarchies, applying this understanding to model city networks and predict urban growth patterns more effectively.

This paper also paves the way for further exploration into analogous systems across various domains, such as river networks and biological hierarchies. The ability to identify and potentially control urban phenomena through this deeper understanding of scaling laws opens up new avenues for urban planning and policy.

The theoretical insights presented in this paper may also lead to refined models that incorporate other phenomena sharing similar power-law distributions, such as fractals and 1/f noise. As cities continue to grow and evolve, these models will become increasingly critical in addressing challenges related to sustainable urban development.

Conclusion

Yanguang Chen’s work stands as a significant contribution to the mathematical elucidation of city-size distributions. By establishing the equivalence between Zipf’s law and the hierarchical scaling law, the paper enriches our understanding of urban hierarchies and paves the way for novel applications in urban science and beyond. The findings offer a promising step toward unified theories that can address various complex systems using self-similar hierarchical frameworks.

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