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Bayesian Nonparametric Inference of Switching Linear Dynamical Systems (1003.3829v1)

Published 19 Mar 2010 in stat.ME and stat.ML

Abstract: Many complex dynamical phenomena can be effectively modeled by a system that switches among a set of conditionally linear dynamical modes. We consider two such models: the switching linear dynamical system (SLDS) and the switching vector autoregressive (VAR) process. Our Bayesian nonparametric approach utilizes a hierarchical Dirichlet process prior to learn an unknown number of persistent, smooth dynamical modes. We additionally employ automatic relevance determination to infer a sparse set of dynamic dependencies allowing us to learn SLDS with varying state dimension or switching VAR processes with varying autoregressive order. We develop a sampling algorithm that combines a truncated approximation to the Dirichlet process with efficient joint sampling of the mode and state sequences. The utility and flexibility of our model are demonstrated on synthetic data, sequences of dancing honey bees, the IBOVESPA stock index, and a maneuvering target tracking application.

Citations (237)

Summary

  • The paper introduces a Bayesian nonparametric model that uses a sticky HDP-HMM to infer unknown switching modes in linear dynamical systems.
  • It employs an adaptive sampling algorithm that efficiently navigates the complex posterior landscape while mitigating overfitting.
  • Numerical results show significant improvements over fixed-parameter models in applications like stock indexing, target tracking, and biological sequence analysis.

Bayesian Nonparametric Inference of Switching Linear Dynamical Systems

The paper presents a sophisticated approach to modeling complex dynamical phenomena through the use of Switching Linear Dynamical Systems (SLDS) and Switching Vector Autoregressive (VAR) processes. These systems switch among multiple conditionally linear models to capture dynamic behaviors that exhibit structural changes over time. The authors introduce a Bayesian nonparametric approach employing a hierarchical Dirichlet process (HDP) prior to infer an unknown number of dynamic modes, thereby enabling the model to accommodate both simple and complex temporal dependencies without prior constraints on their number.

Core Methodology

The authors' methodology extends the hierarchical Dirichlet process hidden Markov model (HDP-HMM) by implementing a sticky variant of this model, enhancing control over the number of modes inferred. This approach addresses a known limitation of the HDP-HMM in handling dynamics with a propensity for rapid, frequent state changes. In particular, the sticky HDP-HMM introduces a self-transition bias that encourages mode persistence, offering a balance between model flexibility and interpretability.

A critical innovation of the paper is the development of an adaptive sampling algorithm that effectively traverses the complex posterior landscape of SLDS and switching VAR processes, combining a truncated approximation of the Dirichlet process with efficient joint sampling of mode and state sequences. This method is not only computationally efficient but also robust to model overfitting.

Numerical Results and Performance

The paper reports comprehensive experiments demonstrating the utility of the proposed method across diverse datasets, including synthetic cases, honey bee dance sequences, stock index data, and maneuvering target tracking scenarios. Notably, the Bayesian nonparametric approach exhibited significant improvements in capturing dynamic mode transitions compared to traditional fixed-parameter models. The use of synthetic data affirmed the model's capability to differentiate between modes of varying temporal dependency complexities.

Furthermore, the paper highlights the effectiveness of automatic relevance determination (ARD) in inferring sparse dependencies and variable model orders within components. This feature enhances the model's scalability and suitability for real-world applications where the structure of the data-generating process may not be fully known.

Implications and Future Directions

This research provides a powerful toolkit for capturing complex temporal dynamics in time series data, with implications spanning financial modeling, robotics, biological sequence analysis, and beyond. Theoretically, the framework augments our understanding of nonparametric Bayesian inference in dynamic environments, showcasing the potential for integrated learning of model structure and parameters.

Looking forward, the development of real-time inference schemes leveraging the power of Rao-Blackwellized particle filters or approximations thereof could extend the applicability of the method to online settings. Additionally, exploring integration with deep learning paradigms may provide further progress in capturing highly nonlinear dynamic behaviors within a Bayesian framework.

In summary, the paper contributes a robust, flexible methodology for modeling systems with dynamic switching behavior, underpinned by a theoretically sound Bayesian nonparametric foundation. The empirical results convincingly validate the model's strengths and adaptability, setting a precedent for future developments in the area of dynamic system identification.