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Towards a new crown indicator: Some theoretical considerations (1003.2167v2)

Published 10 Mar 2010 in cs.DL and physics.soc-ph

Abstract: The crown indicator is a well-known bibliometric indicator of research performance developed by our institute. The indicator aims to normalize citation counts for differences among fields. We critically examine the theoretical basis of the normalization mechanism applied in the crown indicator. We also make a comparison with an alternative normalization mechanism. The alternative mechanism turns out to have more satisfactory properties than the mechanism applied in the crown indicator. In particular, the alternative mechanism has a so-called consistency property. The mechanism applied in the crown indicator lacks this important property. As a consequence of our findings, we are currently moving towards a new crown indicator, which relies on the alternative normalization mechanism.

Citations (398)

Summary

  • The paper critiques the traditional CPP/FCSm indicator and introduces the MNCS metric to ensure consistent rankings through individual publication normalization.
  • The paper demonstrates through detailed numerical examples that MNCS provides balanced, unbiased evaluations by equally weighting all scientific fields.
  • The paper highlights policy implications by advocating for improved bibliometric tools that overcome inherent field biases, thereby enhancing research evaluations.

Theoretical Examination of the Crown Indicator: Enhancements Through Consistency

The paper entitled "Towards a new crown indicator: Some theoretical considerations" offers a comprehensive examination of the conventional crown indicator for bibliometric analysis and proposes a more theoretically robust alternative. It addresses critical nuances related to the normalization of citation counts across different scientific fields, a fundamental issue given the varying citation cultures that exist between disciplines.

Critical Analysis of Normalization Techniques

The authors scrutinize the traditional crown indicator developed by the Centre for Science and Technology Studies (CWTS) at Leiden University, known as the CPP/FCSm indicator. This indicator normalizes citation counts by using a ratio of total observed citations to expected citations based on field-specific averages. It is concluded, however, that this mechanism suffers from theoretical limitations due to its lack of the consistency property—a mathematical characteristic whereby the relative ranking of publication sets should remain unchanged when identical progress is made by both.

In contrast, the paper introduces an alternative, the MNCS (mean normalized citation score) indicator. This alternative is defined as an average of the ratio of actual to expected citations, essentially suggesting a more balanced normalization at the level of individual publications, contrary to the oeuvre-based approach of the CPP/FCSm indicator. The critical advantage here is the consistency of the MNCS indicator, ensuring that rankings remain stable under additive publication scenarios.

Numerical Illustrations and Implications

Through detailed numerical examples, the MNCS indicator's theoretical underpinnings were demonstrated to provide more intuitive outcomes. For instance, it accorded equal weight to all fields, avoiding biases towards fields with higher citation averages—a notable limitation of the CPP/FCSm indicator.

The paper further addresses practical and policy-related implications. The transition to the MNCS indicator at CWTS highlights a shift towards a more equitable comparison framework, particularly important for multidisciplinary institutions or when allocating resources based on bibliometric evaluations.

Handling Overlapping Fields

An adept discussion on dealing with publications that belong to multiple fields is present, showcasing the complications introduced by overlapping field definitions. The paper advocates for employing harmonic means rather than arithmetic, ensuring the MNCS indicator maintains integrity by equating its global evaluation to a standardized one, providing meaningful, consistent evaluation across all fields.

Limitations and Future Considerations

While the MNCS indicator has distinct advantages in theoretical consistency and robustness, the authors acknowledge several limitations. Disparities in resource allocation across fields remain unaddressed in this framework, which can be significant when translating bibliometric performance into productivity metrics. Moreover, the inherent variability and skewness in citation distributions challenge the reliance on point estimates without contextual measures like confidence intervals.

The future trajectory of research, as anticipated, would benefit from developing indicators that account for multidimensional aspects of publication data, factoring in the interdisciplinary nature of modern scientific endeavors and addressing any residual biases in citation data handling. Enhanced bibliometric tools that complement the MNCS approach are needed to draw an overarching, balanced portrait of research impact.

In conclusion, "Towards a new crown indicator" makes substantial advancements in the field of bibliometric analysis by addressing fundamental theoretical issues and establishing a pathway towards more consistent and equitable indicators. The insights provided are poised to stimulate further development and application of bibliometric methodologies in evaluating scientific output comprehensively.