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A formally verified compiler back-end (0902.2137v3)

Published 12 Feb 2009 in cs.LO and cs.PL

Abstract: This article describes the development and formal verification (proof of semantic preservation) of a compiler back-end from Cminor (a simple imperative intermediate language) to PowerPC assembly code, using the Coq proof assistant both for programming the compiler and for proving its correctness. Such a verified compiler is useful in the context of formal methods applied to the certification of critical software: the verification of the compiler guarantees that the safety properties proved on the source code hold for the executable compiled code as well.

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Authors (1)
  1. Xavier Leroy (6 papers)
Citations (562)

Summary

A Formally Verified Compiler Back-End: An Analytical Overview

The paper by Xavier Leroy presents a meticulously constructed and formally verified compiler back-end, a significant step towards ensuring the reliability of compilers used in critical software development. By employing the Coq proof assistant, the paper not only details the creation of this verified compiler—Compcert—but also couches its development within a rigorous formal framework to ensure semantic preservation from source to target code.

Context and Importance

In the context of safety-critical software applications, where correctness is paramount, traditional compilers often introduce errors, thus negating the formal methods applied to source code. The significance of this paper lies in its approach to using formal methods to verify the compiler itself, thereby strengthening the assurance chain that extends from source code to executable.

Compiler Structure and Verification Strategy

The verified compiler, Compcert, compiles a substantial subset of the C language into PowerPC assembly code. Its architecture is modular, consisting of multiple passes and intermediate languages—each verified for semantic correctness. This design not only optimizes the reliability of code generation but also facilitates separate reasoning for each pass, thereby simplifying proof obligations.

Key to this process is the semantic framework utilized, which employs a series of transformation steps verified for semantic preservation. The paper rigorously formulates notions of semantic preservation, defining bisimulation, backward and forward simulations to adequately capture the equivalence between source and generated code.

Strong Numerical Results and Methodological Novelty

The paper outlines experimental results showing that the performance of code generated by Compcert is competitive with that of GCC's more optimized versions, achieving only about 12% slower execution times on average compared to gcc -O2, demonstrating the applicability of the verified compiler in real-world scenarios.

Furthermore, the use of Coq's extraction facility for generating executable Caml code highlights a novel application of proof assistants beyond mere theorem proving—exploiting them as environment tools for reliable software engineering.

Implications and Future Directions in AI and Verification

The implication of Leroy's work in broader contexts, including AI, lies in the potential application of similar verification methodologies to other domains requiring high assurance, such as AI system verifiers and interpreters. As AI systems are increasingly deployed in critical environments, leveraging formal verification to guarantee behavior could mitigate risks associated with these systems' complexity and opacity.

Looking forward, the paper suggests potential extensions in both horizontal scaling—across different architectures—and vertical integration—layering functionality such as garbage collection, concurrency, and automatic memory management—thus paving the way for future research in compiler verification and trusted code generation.

Conclusion

Leroy's work elucidates a clear and actionable path towards the formal verification of compilers, underscoring the feasibility and necessity of this approach for critical applications. This groundbreaking effort at the intersection of formal methods, programming languages, and computer science has laid the groundwork for developing robust and certifiably reliable software systems.