---
title: Gutowski–Reall Black Hole
url: https://www.emergentmind.com/topics/gutowski-reall-black-hole
type: topic
---

# Gutowski–Reall Black Hole

The Gutowski–Reall black hole is a supersymmetric charged rotating solution of five-dimensional minimal gauged supergravity, featuring a regular event horizon with squashed $S^3$ spatial topology and asymptotically AdS$_5$ spacetime. These black holes are 1/16-BPS, preserving precisely two of the original 32 type IIB supercharges, and serve as exact gravitational duals in the AdS/CFT correspondence for 1/16-BPS operators in four-dimensional $\mathcal N=4$ super-Yang–Mills theory at large $N$. They are characterized by a linear relation among mass, charge, and angular momentum (the BPS bound), admit unique regular horizon geometry, and have played a central role in the development of black hole microstate counting and holography in AdS$_5$.

## 1. Metric, Gauge Field, and Supersymmetry

The Gutowski–Reall (GR) black hole is a solution to minimal $D=5$, $\mathcal N=1$ gauged Einstein–Maxwell–Chern–Simons supergravity with negative cosmological constant. In cohomogeneity-1 coordinates $\{t,R,\theta,\psi,\phi\}$, the metric and gauge field are
\[
ds^2 = -f^2(R)dt^2 - 2f^2(R)\Psi(R)dt\,\sigma_L^3 + U(R)^{-1}dR^2 + \frac{R^2}{4}\left[(\sigma_L^1)^2+(\sigma_L^2)^2+\Lambda(R)(\sigma_L^3)^2\right],
\]
\[
A = \frac{\sqrt{3}}{2}\left[f(R)dt + V(R)\sigma_L^3\right],
\]
where $\sigma_L^{1,2,3}$ are the left-invariant $SU(2)$ one-forms on the $S^3$ fiber. The explicit functions are
\[
f(R) = 1 - \frac{R_0^2}{R^2},\qquad
U(R) = \left(1-\frac{R_0^2}{R^2}\right)^2\left(1 + 2\frac{R_0^2}{\ell^2} + \frac{R^2}{\ell^2}\right),
\]
\[
\Lambda(R) = 1 + \frac{R_0^6}{\ell^2 R^4} - \frac{R_0^8}{4\ell^2 R^6},\qquad
\Psi(R) = -\frac{\epsilon R^2}{2\ell}\left(1 + \frac{2R_0^2}{R^2} + \frac{3R_0^4}{2R^2(R^2-R_0^2)}\right),
\]
\[
V(R) = \Psi(R) - \frac{R^2}{2\ell}\left(1+\frac{R_0^2}{2R^2}\right),
\]
with $\epsilon = \pm1$ controlling the orientation and $R_0$ setting the horizon.

Supersymmetry is realized via a Killing spinor satisfying a single algebraic projection, yielding exactly 1/16-BPS preserved supersymmetry. The charges measured at infinity are:
\[
M = \frac{3\pi R_0^2}{4G_5}\left(1 + \frac{3R_0^2}{2\ell^2} + \frac{2R_0^4}{3\ell^4}\right),\quad
J = \frac{3\epsilon \pi R_0^4}{8G_5 \ell}\left(1 + \frac{2R_0^2}{3\ell^2}\right),\quad
Q = \frac{\sqrt{3}\pi R_0^2}{2G_5}\left(1+\frac{R_0^2}{2\ell^2}\right).
\]
The BPS condition is
\[
M = \frac{2|J|}{\ell} + \frac{\sqrt{3}}{2}Q,
\]
which is saturated for these black holes [1112.2934, 2105.08542, 1611.09383, 1711.10483].

## 2. Horizon Geometry, Entropy, and Extremal Structure

The GR black hole possesses a regular, non-singular event horizon at $R=R_0$ with induced metric
\[
ds^2_{\text{hor}} = \frac{R_0^2}{4}\left[(\sigma_L^1)^2 +(\sigma_L^2)^2 + \Lambda(R_0)(\sigma_L^3)^2\right].
\]
This is a homogeneously squashed $S^3$, with the squashing set by the function $\Lambda(R_0)$. The geometry is extremal: Hawking temperature vanishes, and the near-horizon region factorizes as AdS$_2\times$S$^3$, albeit with unequal radii. The Bekenstein–Hawking entropy is
\[
S = \frac{\pi^2 R_0^3}{2G_5}\sqrt{\Lambda(R_0)},\quad \Lambda(R_0)=1 + \frac{R_0^2}{4\ell^2},
\]
so in the large-horizon limit $S \sim \frac{\pi^2 R_0^4}{4G_5\ell}$ [1112.2934, 1711.10483].

The uniqueness of regular supersymmetric AdS$_5$ black holes with SU(2) symmetry and timelike Killing horizons is established: any such solution is locally diffeomorphic to the Gutowski–Reall black hole or its near-horizon geometry [2105.08542].

## 3. Physical Interpretation, AdS/CFT Mapping, and Fermi-Level Structure

The Gutowski–Reall solution is a gravitational dual to 1/16-BPS sectors in $\mathcal N=4$ SYM on $S^3\times\mathbb R$. The correspondence is especially direct in the large-$N,\,\lambda$ regime, where the gravity charges relate to field theory quantum numbers. Operators are built as a Fermi-sea of gaugino partons filled to a level $K\sim x_0$ with $x_0=R_0^2$, and supergravity bulk quantities such as $J$ and $Q$ map to large-$N$ field theory quantum numbers [1112.2934].

The connection is made precise by probe analyses: charged particle geodesic motion in the black hole background exhibits an abrupt transition at $j_L = x_0/2$, corresponding to the SYM Fermi level, thus gravitational dynamics are sensitive to microscopic CFT data.

Moreover, the large-$N$ asymptotics of the superconformal index in $\mathcal N=4$ SYM are dominated by saddle points matching the Bekenstein–Hawking entropy of the Gutowski–Reall black hole, providing nontrivial agreement between microscopic and macroscopic degeneracies [1812.09613].

## 4. Extensions, Hair, and Uniqueness Properties

While the original Gutowski–Reall solution forms a one-parameter family (set by, e.g., the horizon radius or angular momentum), further extensions have been studied by activating scalar “hair” in truncations of $\mathcal N=8$ supergravity. Numerical constructions found candidate two-parameter families of “hairy” supersymmetric black holes saturating $M=3Q+2J$ and regularity at the horizon, leading to the conjecture of a larger BPS sector [1806.01849, 1809.04084]. However, recent near-horizon and global analyses demonstrate that no smooth, finite-area horizon exists for these two-parameter hairy BPS configurations—either the solution is singular or the scalar hair must vanish, reducing back to the Gutowski–Reall sector [2411.18712].

Squashed/magnetized generalizations exist; notably, a one-parameter family of AlAdS$_5$ solutions with squashed $S^3$ and boundary magnetic flux bifurcates from the Gutowski–Reall critical point. Supersymmetry and regularity fix the allowed magnetic potential and squashing [1711.10483]. These do not constitute new independent BPS black holes with regular horizons.

Analogous solutions with Nil or $SL(2,\mathbb R)$ horizon geometry arise as scaling or contraction limits of the spherical Gutowski–Reall black hole [2212.04890].

A salient feature is the presence of a flat direction in the solution space: the value of certain near-horizon parameters remains unfixed even after inclusion of the unique off-shell four-derivative supersymmetric corrections. The BPS-protected flat direction is not lifted, even by higher-derivative (e.g., $R^2F^2$ and mixed Chern–Simons) deformations, and the microcanonical entropy remains a function only of the physical charges [1301.6773].

## 5. Black Hole Thermodynamics and Entropy Extremization

The Gutowski–Reall black hole entropy is derived by area law and in the context of the effective BPS entropy function and superpotential formalism. In $D=5$, $\mathcal N=2$, $U(1)^3$ gauged supergravity (the STU model), all SU(2)$\times$U(1) invariant BPS black holes—including Gutowski–Reall—can be generated by an effective superpotential, and their thermodynamics are governed by attractor equations. The first law takes the form
\[
dM = T\, dS + 3\mu\, dQ + 2\Omega_H\, dJ,
\]
but along the BPS locus $T=0$, $\mu = \Omega_H = 1$, and the entropy reduces to the extremization of a function of the chemical potentials and charges, matching the microstate count via the superconformal index on the field theory side [2112.05954, 1812.09613].

In the gravity dual, the near-horizon solution fixes the macroscopic entropy. Variational (entropy function) principles reproduce the expectation value of the black hole entropy in terms of dual CFT quantum numbers.

## 6. Ten-Dimensional Embedding and Supersymmetric D3-Probes

The full string embedding is effected by uplifting the $D=5$ Gutowski–Reall black hole to type IIB supergravity on AdS$_5\times S^5$. The configuration preserves 2/32 supersymmetries, and probes in this background—D3-branes wrapping holomorphic cycles—admit a complete classification. Giant and dual-giant D3 configurations are described via holomorphic data and admit supersymmetric worldvolume electromagnetic fields. Asymptotically, these probe configurations reduce to the standard giant graviton states of AdS$_5\times S^5$, while in the near-horizon throat they match well-defined dual-giant embeddings. These probe solutions are expected to enumerate large classes of 1/16-BPS CFT microstates corresponding to the black hole entropy, and their worldvolume deformations provide a window into possible microstate geometries or “hair” [2512.22649].

## 7. Related and Limiting Solutions; Generalizations

The Gutowski–Reall black holes admit various limits and generalizations, including:
- Scaling limits to produce black holes with homogeneous but non-spherical Nil or $SL(2,\mathbb R)$ horizons, which may then reduce to extremal four-dimensional configurations upon dimensional reduction [2212.04890].
- ST$[2,n_v+1]$ models of 5D gauged supergravity extend the solution space to include additional Abelian gauge fields and vector multiplets, but the Gutowski–Reall solution remains the minimal, unique regular black hole in the sector with $k=+1$ (spherical topology) [1705.01903].
- Classical test particle dynamics in the Gutowski–Reall background are sensitive to detailed SYM “Fermi-level” data, as certain geodesic transition thresholds probe the underlying structure of CFT BPS states [1112.2934].

The Gutowski–Reall black hole thus provides the fundamental gravitational arena for exact, durable connections between supersymmetric AdS$_5$ black holes, their microscopic CFT duals, and the regime of supersymmetric entropy counting. It is robust under higher-derivative corrections and admits a unique regular horizon with only one modulus, barring the inclusion of singular or non-horizon solutions [1301.6773, 2411.18712].

Source: https://www.emergentmind.com/topics/gutowski-reall-black-hole